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1manband

03/08/14 8:10 PM

#61732 RE: janice shell #61731

It is an unusual situation, as the SEC doesn't seem to have specific protocol to address the misuse of EDGAR by non-registrants.

It might fall under the Delinquent Filer Program:

http://www.sec.gov/divisions/enforce/delinquent.htm

The SEC gives both an E-mail address and a phone number to make reports. Other direct contacts at Enforcement might work, too.

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Koog

03/08/14 8:14 PM

#61733 RE: janice shell #61731

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Michael Anderson

03/08/14 8:29 PM

#61734 RE: janice shell #61731

If/When the SEC did something, in this type of situation, what type of penalty do they usually give a company? Can the company, say "my bad, its only been a few filings, done in error" and then get a slap on the wrist or a lot worse? Thanks.
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samsamsamiam

03/08/14 8:37 PM

#61739 RE: janice shell #61731

they are incorporated in Wyoming - maybe there?


Denver Regional Office
Julie K. Lutz, Regional Director
1801 California Street, Suite 1500
Denver, CO 80202-2656
(303) 844-1000
e-mail: denver@sec.gov
State jurisdiction: Colorado, Kansas, Nebraska, New Mexico, North Dakota, South Dakota, Wyoming


Also in the SEC filings they don't list the previous company
Target Development Group, Inc

http://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001069680&owner=exclude&count=40&hidefilings=0

Hannover House, Inc. CIK#: 0001069680 (see all company filings)

SIC: 9995
State location: AR | State of Inc.: WY | Fiscal Year End: 1231
formerly: ECKLAN CORP (filings through 2001-02-07)
formerly: MINDSET INTERACTIVE CORP (filings through 2013-11-20)
(Assistant Director Office: All)

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they put it on their filing though:
f/k/a "Target Development Group, Inc."

f/k/a "Mindset Interactive Corp."

330 Clematis Street, Suite 217, West Palm Beach, Florida 33401 (561) 514-0936
(Former name or former address and former fiscal year, if changed since last report)


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I see the Form 15 in 2005 was signed by Michael Anthony.
http://www.sec.gov/Archives/edgar/data/1069680/000101968705002231/mindset_15-081505.txt