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janice shell

12/11/12 3:28 PM

#35976 RE: ALiVE #35975

Yes, I think that's a very good possibility.

Cusip changes are required when a company takes a corporate action. But there've been no corporate actions for SVEN since they did a forward split. Was there some problem with that? Did they fail to change their cusip then?

Or were they planning some other corporate action that hasn't been approved by FINRA?