Pete, thanks for the link. It may be good to post on here what goes into the fields of the form as I'm sure each field lands up somewhere in the database. The more uniform we can have the fields the better it will show up in the database for us. I, for example, am actually a little unsure if the Firm Name I have a complaint against is ALDW or DK (who took ALDW over)...probably ALDW...but want to make sure all of us get it right. Thanks.
Tell Us About the Firm or Individual You Have a Complaint Against
Firm name
Type of firm
Broker, Advisor, or Salesperson
Street address
Address (cont.)
City
State/Province
Zip/Postal code
Country
Tell Us About Your Investment
Type of security
Security symbol
Name of
Issuer or
Security
Market Data 
Markets 
AI
