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Re: pete807 post# 1870

Tuesday, 03/06/2018 5:26:31 PM

Tuesday, March 06, 2018 5:26:31 PM

Post# of 1925
Pete, thanks for the link. It may be good to post on here what goes into the fields of the form as I'm sure each field lands up somewhere in the database. The more uniform we can have the fields the better it will show up in the database for us. I, for example, am actually a little unsure if the Firm Name I have a complaint against is ALDW or DK (who took ALDW over)...probably ALDW...but want to make sure all of us get it right. Thanks.


Tell Us About the Firm or Individual You Have a Complaint Against

Firm name

Type of firm

Broker, Advisor, or Salesperson

Street address

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City

State/Province

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Tell Us About Your Investment

Type of security

Security symbol

Name of
Issuer or
Security