Gregg E. Jaclin is a Partner and Chair of the Securities Law Practice Group, which is a part of the Business Department. For two decades Gregg has focused his practice on assisting clients in financings, mergers and acquisitions, and securities representation. His national and global experience reaches across numerous industries including biotech, high-tech, clean-tech and core manufacturing. Gregg has in depth experience with a multitude of capital raising transactions and has represented issuers, investors, investment banks, and others in corporate securities and financial transactions.
His practice is concentrated on securities and corporate law, and includes representation of issuers and shareholders (and other equity holders) crafting agreements amongst various stakeholders, venture capital transactions, private placements and public offerings of equity and debt securities, as well as secured and unsecured loan transactions. Gregg has worked with clients on reverse mergers involving both US and foreign entities, PIPE and other financing transactions, SEC and Sarbanes-Oxley compliance, private placements and blue sky filings.
Gregg has successfully represented parties involved in more than one hundred corporate and finance transactions helping corporations, placement agents, and investors with a variety of deals ranging from $500,000 to $25 million. He has represented various domestic and international corporations, including those in Asia, in alternative public offerings, and he has also represented many hedge funds and venture capital funds. Gregg has represented publicly traded companies, as well as placement agents involved in public equity and debt transactions. Additionally, he has represented numerous companies in the process of self-filings before the SEC and issuers involved with listing applications before the NASDAQ and AMEX.
Gregg is a frequent lecturer on topics in and around the securities practice.
10/31/2016 32 NOTICE TO PARTIES by District Judge Otis D. Wright. Effective November 7, 2016, Judge Wright will be located at the 1st Street Courthouse, COURTROOM 5D on the 5th floor, located at 350 W. 1st Street, Los Angeles, California 90012. All Court appearances shall be made in Courtroom 5D of the 1st Street Courthouse, and all mandatory chambers copies shall be hand delivered to the judge's mail box outside the Clerk's Office on the 4th floor of the 1st Street Courthouse. The location for filing civil documents in paper format exempted from electronic filing and for viewing case files and other records services remains at the United States Courthouse, 312 North Spring Street, Room G-8, Los Angeles, California 90012. The location for filing criminal documents in paper format exempted from electronic filing remains at Edward R. Roybal Federal Building and U.S. Courthouse, 255 East Temple Street, Room 178, Los Angeles, California 90012. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (rrp) TEXT ONLY ENTRY (Entered: 10/31/2016)
10/24/2016 31 ORDER GRANTING DEFENDANT IMRAN HUSAIN'S MOTION TO DISMISS AND DISMISSING HISMOTION TO STRIKE 18 by Judge Otis D. Wright, II: the Court GRANTS Defendant's motion to dismiss and DISMISSES claims two, three, five, and six of the complaint WITH LEAVE TO AMEND. (ECF No. 18 .) Due to the complexity of this case, the Court allows Plaintiff THIRTY DAYS to file an amended complaint. The Court further DISMISSES without prejudice Defendant's motion to strike as moot. As it is likely that Plaintiffs will file an amended complaint, the Court also DISMISSES Codefendant's motion to dismiss and motion to strike as moot. (ECF No. 17 .) Codefendant motions are dismissed without prejudice and may be refiled after Plaintiff amends its compliant. IT IS SO ORDERED. See order for details. (jy) (Entered: 10/24/2016)
09/20/2016 30 The hearing on the MOTIONS TO DISMISS 17 18 , scheduled for September 26, 2016 at 1:30 P.M., are hereby VACATED and taken off calendar. No appearances are necessary. The matters stands submitted, and will be decided upon without oral argument. An order will issue. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY. (sce) TEXT ONLY ENTRY (Entered: 09/20/2016)
09/12/2016 29 REQUEST FOR JUDICIAL NOTICE re First NOTICE OF MOTION AND MOTION to Dismiss Claims One, Two, Four, Eight, Five (partial), Six (partial), Relief (partial) 17 filed by Defendant Gregg Evan Jaclin. (Thomas, Jeffrey) (Entered: 09/12/2016)
09/12/2016 28 REPLY in support First NOTICE OF MOTION AND MOTION to Dismiss Claims One, Two, Four, Eight, Five (partial), Six (partial), Relief (partial) 17 filed by Defendant Gregg Evan Jaclin. (Thomas, Jeffrey) (Entered: 09/12/2016)
09/12/2016 27 REPLY NOTICE OF MOTION AND MOTION to Dismiss Case Complaint Pursuant to Fed.R.Civ.P. 12(b)(6) and Motion to Strike Pursuant to Fed.R.Civ.P. 12(f) 18 Defendant Imran Husain's Reply to SEC's Opposition to Motion to Dismiss Complaint Pursuant to Fed.R.Civ.P. 12(b)(6; and Motion to Strike Pursuant to Fed.R.Civ.P. 12(f) filed by Defendant Imran Husain. (Newhouse, George) (Entered: 09/12/2016)
09/09/2016 26 ORDER by Judge Otis D. Wright, II: granting 24 REQUEST to substitute attorney Jeffrey R Thomas in place and instead of Ho-El Park as counsel of record for Defendant Gregg Evan Jaclin. (lc) (Entered: 09/09/2016)
09/09/2016 25 ORDER by Judge Otis D. Wright, II: granting 23 REQUEST to substitute attorney Jeffrey R Thomas in place and instead of Mark David Hunter on behalf of defendant Gregg Evan Jaclin. (lc) (Entered: 09/09/2016)
09/09/2016 24 REQUEST TO WITHDRAW ATTORNEY Ho-El Park as counsel of record filed by Attorney for Defendant Gregg Evan Jaclin. (Attachments: # 1 Proposed Order) (Park, Ho-El) (Entered: 09/09/2016)
09/08/2016 23 REQUEST of Mark David Hunter to Withdraw as Attorney filed by defendant Gregg Evan Jaclin. (Attachments: # 1 Proposed Order) (Hunter, Mark) (Entered: 09/08/2016)
09/02/2016 22 REQUEST FOR JUDICIAL NOTICE in Support of Its Oppositions to Defendants' Rule 12(b) Motions (Dkt Nos. 17, 18) filed by Plaintiff Securities and Exchange Commission. (Longo, Amy) (Entered: 09/02/2016)
09/02/2016 21 OPPOSITION re: NOTICE OF MOTION AND MOTION to Dismiss Case Complaint Pursuant to Fed.R.Civ.P. 12(b)(6) and Motion to Strike Pursuant to Fed.R.Civ.P. 12(f) 18 filed by Plaintiff Securities and Exchange Commission. (Longo, Amy) (Entered: 09/02/2016)
09/02/2016 20 OPPOSITION re: First NOTICE OF MOTION AND MOTION to Dismiss Claims One, Two, Four, Eight, Five (partial), Six (partial), Relief (partial) 17 filed by Plaintiff Securities and Exchange Commission. (Longo, Amy) (Entered: 09/02/2016)
08/26/2016 19 NOTICE of Change of Attorney Business or Contact Information: for attorney Mark David Hunter counsel for Defendant Gregg Evan Jaclin. Changing firm name to Hunter Taubman Fischer & Li LLC. Changing e-mail to mhunter@htflawyers.com. Filed by defendant Gregg Evans Jaclin. (Hunter, Mark) (Entered: 08/26/2016)
08/10/2016 18 NOTICE OF MOTION AND MOTION to Dismiss Case Complaint Pursuant to Fed.R.Civ.P. 12(b)(6) and Motion to Strike Pursuant to Fed.R.Civ.P. 12(f) filed by DEFENDANT Imran Husain. Motion set for hearing on 9/26/2016 at 01:30 PM before Judge Otis D. Wright II. (Attachments: # 1 Proposed Order) (Newhouse, George) (Entered: 08/10/2016)
08/10/2016 17 First NOTICE OF MOTION AND MOTION to Dismiss Claims One, Two, Four, Eight, Five (partial), Six (partial), Relief (partial) filed by defendant Gregg Evan Jaclin. Motion set for hearing on 9/26/2016 at 01:30 PM before Judge Otis D. Wright II. (Attachments: # 1 Proposed Order Proposed Order) (Thomas, Jeffrey) (Entered: 08/10/2016)
07/26/2016 16 ORDER ON APPLICATION OF NON-RESIDENT ATTORNEY TO APPEAR IN A SPECIFIC CASE PRO HAC VICE by Judge Otis D. Wright, II: granting 15 Non-Resident Attorney Mark David Hunter APPLICATION to Appear Pro Hac Vice on behalf of Gregg Evan Jaclin, designating Ho-El Park as local counsel. (lom) (Entered: 07/27/2016)
07/26/2016 15 APPLICATION of Non-Resident Attorney Mark David Hunter to Appear Pro Hac Vice on behalf of Defendant Gregg Evan Jaclin (Pro Hac Vice Fee - Fee Paid, Receipt No. 0973-18249297) filed by Defendant Gregg Evan Jaclin. (Attachments: # 1 Propos ed Order) (Attorney Ho-El Park added to party Gregg Evan Jaclin(pty:dft)) (Park, Ho-El) (Entered: 07/26/2016)
07/05/2016 14 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Gregg Evan Jaclin Notice (Other) 13 . The following error(s) was found: Incorrect event selected. The correct event is: Notice: Certificate/notice of interested. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 07/05/2016)
07/01/2016 13 NOTICE Notice of Interested Parties filed by defendant Gregg Evan Jaclin. (Thomas, Jeffrey) (Entered: 07/01/2016)
07/01/2016 12 STIPULATION Extending Time to Answer the complaint as to Gregg Evan Jaclin answer now due 8/10/2016, filed by defendant Gregg Evan Jaclin.(Attorney Jeffrey Robert Thomas added to party Gregg Evan Jaclin(pty:dft))(Thomas, Jeffrey) (Entered: 07/01/2016)
06/20/2016 11 STIPULATION Extending Time to Answer the complaint as to Imran Husain answer now due 8/10/2016, re Complaint (Attorney Civil Case Opening) 1 filed by Defendant Imran Husain.(Attorney George B Newhouse, Jr added to party Imran Husain(pty:dft))(Newhouse, George) (Entered: 06/20/2016)
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