C. Respondents Brickman and Baratto jointly and severally shall pay disgorgement totaling $67,446.62 and prejudgment interest totaling $6,010.62, and each separately shall pay a civil money penalty of $25,000, for a total of $123,457.24 to the Securities and Exchange Commission. Payment of disgorgement and interest shall be made in accordance with the following schedule:
- Payment 1, each of Brickman and Baratto shall separately pay $12,500, in partial satisfaction of each one’s civil money penalty, due within ten (10) days of the entry of this Order. - Payment 2, each of Brickman and Baratto shall separately pay $4,295.22, in partial satisfaction of each one’s civil money penalty, due within ten (30) days of the entry of this Order. - Payment 3, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within sixty (60) days of the entry of this Order. - Payment 4, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within ninety (90) days of the entry of this Order. - Payment 5, in the amount of $8,161.96, due within one hundred twenty (120) days of the entry of this Order. - Payment 6, in the amount of $8,161.91, due within one hundred fifty (150) days of the entry of this Order. - Payment 7, in the amount of $8,161.91, due within one hundred eighty (180) days of the entry of this Order. - Payment 8, in the amount of $8,161.91, due within two hundred ten (210) days of the entry of this Order. - Payment 9, in the amount of $8,161.91, due within two hundred forty (240) days of the entry of this Order. - Payment 10, in the amount of $8,161.91, due within two hundred seventy (270) days of the entry of this Order. - Payment 11, in the amount of $8,161.91, due within three hundred (300) days of the entry of this Order. - Payment 12, in the amount of $8,161.91, due within three hundred thirty (330) days of the entry of this Order. - Payment 13, in the amount of $8,161.91, due within three hundred sixty (360) days of the entry of this Order.
If any payment is not made by the date the payment is required by this Order, the entire outstanding balance of disgorgement, plus any additional interest accrued pursuant to SEC Rule of Practice 600, shall be due and payable immediately, without further application.
Monk's Den, LLC has today released the Monk-in-a-Box ™ program. The program is designed to create technical alerts for various ETF's (Exchange Traded Funds) based on certain parameters that can be derived from algorithmic formulas, technical indicators and overlays that can be interpreted on a Stock Chart.
Monk-in-a-Box ™ will perform scans based on incoming data and interpret that data to determine what could be considered optimal “technical parameters.”
The results of these scans and interpretations of this data will be provided on the Monk-in-a-Box ™ user interface via audio and or visual alerts.
Monk-in-a-Box ™ integrates hard rules that exist for your protection. These rules are designed to keep you in for extended runs and protected from harmful losses.
Monk's Den, LLC C.E.O. Jerry Williams said, “Monk-in-a-Box ™ is the culmination of the tireless efforts of the entire Monk's Den team. We are pleased to release this educational tool in the anticipation that it can transform the retail trader's profit making potential.”
Sure I remember Broad Street. Interesting - so the SEC announces a settlement with them today, and Monday the BCSC is conducting their final hearing to decide on submissions on sanctions for Jerry Williams and Robert Hainey. Maybe things are finally wrapping up, here's hoping Judge Greisa gets on the 'wrap-up' bandwagon and issues his order on the 8000inc civil penalty request dating back to January.
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