Friday, June 05, 2015 6:08:23 PM
C. Respondents Brickman and Baratto jointly and severally shall pay disgorgement totaling $67,446.62 and prejudgment interest totaling $6,010.62, and each separately shall pay a civil money penalty of $25,000, for a total of $123,457.24 to the Securities and Exchange Commission. Payment of disgorgement and interest shall be made in accordance with the
following schedule:
- Payment 1, each of Brickman and Baratto shall separately pay $12,500, in partial satisfaction of each one’s civil money penalty, due within ten (10) days of the entry of this Order.
- Payment 2, each of Brickman and Baratto shall separately pay $4,295.22, in partial satisfaction of each one’s civil money penalty, due within ten (30) days of the entry of this Order.
- Payment 3, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within sixty (60) days of the entry of this Order.
- Payment 4, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within ninety (90) days of the entry of this Order.
- Payment 5, in the amount of $8,161.96, due within one hundred twenty (120) days of the entry of this Order.
- Payment 6, in the amount of $8,161.91, due within one hundred fifty (150) days of the entry of this Order.
- Payment 7, in the amount of $8,161.91, due within one hundred eighty (180) days of the entry of this Order.
- Payment 8, in the amount of $8,161.91, due within two hundred ten (210) days of the entry of this Order.
- Payment 9, in the amount of $8,161.91, due within two hundred forty (240) days of the entry of this Order.
- Payment 10, in the amount of $8,161.91, due within two hundred seventy (270) days of the entry of this Order.
- Payment 11, in the amount of $8,161.91, due within three hundred (300) days of the entry of this Order.
- Payment 12, in the amount of $8,161.91, due within three hundred thirty (330) days of the entry of this Order.
- Payment 13, in the amount of $8,161.91, due within three hundred sixty (360) days of the entry of this Order.
If any payment is not made by the date the payment is required by this Order, the entire outstanding balance of disgorgement, plus any additional interest accrued pursuant to SEC Rule of Practice 600, shall be due and payable immediately, without further application.
Payment must be made in one of the following ways:
[...]
http://www.sec.gov/litigation/admin/2015/34-75113.pdf
following schedule:
- Payment 1, each of Brickman and Baratto shall separately pay $12,500, in partial satisfaction of each one’s civil money penalty, due within ten (10) days of the entry of this Order.
- Payment 2, each of Brickman and Baratto shall separately pay $4,295.22, in partial satisfaction of each one’s civil money penalty, due within ten (30) days of the entry of this Order.
- Payment 3, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within sixty (60) days of the entry of this Order.
- Payment 4, each of Brickman and Baratto shall separately pay $4,102.39, in partial satisfaction of each one’s civil money penalty, due within ninety (90) days of the entry of this Order.
- Payment 5, in the amount of $8,161.96, due within one hundred twenty (120) days of the entry of this Order.
- Payment 6, in the amount of $8,161.91, due within one hundred fifty (150) days of the entry of this Order.
- Payment 7, in the amount of $8,161.91, due within one hundred eighty (180) days of the entry of this Order.
- Payment 8, in the amount of $8,161.91, due within two hundred ten (210) days of the entry of this Order.
- Payment 9, in the amount of $8,161.91, due within two hundred forty (240) days of the entry of this Order.
- Payment 10, in the amount of $8,161.91, due within two hundred seventy (270) days of the entry of this Order.
- Payment 11, in the amount of $8,161.91, due within three hundred (300) days of the entry of this Order.
- Payment 12, in the amount of $8,161.91, due within three hundred thirty (330) days of the entry of this Order.
- Payment 13, in the amount of $8,161.91, due within three hundred sixty (360) days of the entry of this Order.
If any payment is not made by the date the payment is required by this Order, the entire outstanding balance of disgorgement, plus any additional interest accrued pursuant to SEC Rule of Practice 600, shall be due and payable immediately, without further application.
Payment must be made in one of the following ways:
[...]
http://www.sec.gov/litigation/admin/2015/34-75113.pdf
