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Post# of 359151
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Investorman

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Investorman

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Re: fung_derf post# 193533

Wednesday, 11/16/2005 1:54:03 PM

Wednesday, November 16, 2005 1:54:03 PM

Post# of 359151
The only responsibility the brokerage has is to submit the request to the TA. What legal action could be taken against the brokerage because the TA is swamped and can't get the certs issued in the normal time frame? That is not the broker's problem. The TA works for the company.


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