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Post# of 359151
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janice shell

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Re: stockhound101 post# 117967

Saturday, 11/06/2004 10:00:45 PM

Saturday, November 06, 2004 10:00:45 PM

Post# of 359151
If an MM elects to file a 15c2-11, he has to have access to all of the company's financial statements, and more. They must be current, up to the minute. And the MM must certify that they're accurate.

When the SEC has an investigation in progress, that's a big chance to take.
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