Wednesday, November 16, 2022 6:29:45 PM
Lollll oh my I trust the lawyers/SEC on this one! DBMM 211 approved and updates on OTC. KRAMER panic mode!
"disgorgement of the $1.6 million in fees, and civil penalties. The unmistakable message to BDs is to strictly comply with Regulation SHO and pay attention to potential red flags. The message to the public markets is that naked short selling can indeed be a practice used to drive down the price of an issuer’s stock. This will be an interesting case to watch."
"disgorgement of the $1.6 million in fees, and civil penalties. The unmistakable message to BDs is to strictly comply with Regulation SHO and pay attention to potential red flags. The message to the public markets is that naked short selling can indeed be a practice used to drive down the price of an issuer’s stock. This will be an interesting case to watch."
Recent DBMM News
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 01/14/2026 09:46:30 PM
- Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405] • Edgar (US Regulatory) • 11/28/2025 10:01:05 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 07/15/2025 09:01:51 PM
- Form 10-Q - Quarterly report [Sections 13 or 15(d)] • Edgar (US Regulatory) • 04/14/2025 09:04:01 PM
