DD Support Board and Research Team

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11/06/2015 1 COMPLAINT Receipt No: 0973-16748260 - Fee: $400, filed by Plaintiff COR Clearing, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Attorney Gayle I Jenkins added to party COR Clearing, LLC(pty:pla))(Jenkins, Gayle) (Entered: 11/06/2015)

Doc 1 PDF file
https://www.scribd.com/doc/289652453/COR-Clearing-LLC-v-ASHIRA-CONSULTING-LLC-et-al-Doc-1-filed-06-Nov-15-pdf


Extract -

FACTUAL BACKGROUND

The Arbitration

10. On September 16, 2015, Defendants initiated the Arbitration with FINRA against Plaintiff. A true and correct copy of the Statement of Claim initiating the Arbitration is attached hereto as Exhibit A. A true and correct copy of the submission agreement submitted by Defendants in connection with the Arbitration is attached hereto as Exhibit B.1 COR Clearing was served with the Statement of Claim on September 21, 2015. COR Clearing’s answer is due on November 10, 2015.

11. The Arbitration was initiated at, and is being administrated through FINRA’s office in Los Angeles, California.