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1manband

02/14/14 7:43 PM

#59981 RE: janice shell #59979

That is an excellent point, Janice. Most other regulators have investigators on staff, including securities regulators. They will even hire qualified non-professionals off the street, many of whom have honed their investigative skills privately. This includes the FBI, who is actually proud of their practice of hiring individuals highly skilled and experienced in their specific field to cover areas their field agents cannot. Many attorneys, even SEC attorneys, have little practical experience with the financial industry and stock fraud, especially penny stock fraud. Especially when they are often hired right out of law school with no financial industry experience or practical knowledge.
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hedge_fun

02/14/14 7:59 PM

#59983 RE: janice shell #59979

Aren't quarterly filings due today ending 12/31?......Thx
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Nebuchadnezzar

02/15/14 10:33 AM

#60023 RE: janice shell #59979

does this have anything to do with recent surge in penny stock volumes?
http://www.sec.gov/rules/sro/nscc/2014/34-71455.pdf

thanks