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I-Glow

03/15/13 7:12 PM

#147008 RE: LoanStew #147005

I think the Form 15 was submitted by Huettel but signed by Davies. The last document I remember them signing was by Kevin Polis on the Current Information Letter.

The problem for Huettel and those Attorneys signing off - they state they communicated with Davies. With Davies being non-existent it is a huge issue.

I believe it was one of the reasons that he is on the run.

I think you are right and the SEC will revoke SRGE. Although sending them to the greys is a death sentence.

IG
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janice shell

03/15/13 7:12 PM

#147009 RE: LoanStew #147005

No, they didn't have to. It was only signed by "Davis" and then by "Davies".

http://www.sec.gov/Archives/edgar/data/1303361/000114420411020327/v217647_15-12g.htm

http://www.sec.gov/Archives/edgar/data/1303361/000114420411022652/v217647_15-12g.htm

Carrillo or Huettel may have written it, though, or at least advised on it.