SPACE, you are way off kilter. If you have any familiarity with Finra they are not a governing body as you so think. They will allow any company to change a name if done properly and if you pay the fees. They are a for profit entity. So quit using the name change as an excuse, IT DOESNT WASH ANYMORE.
FINRA approving a name change and the FBI and/or SEC investigating Ken Ash are not by any means mutually exclusive. Space, your argument is like trying to say DMV won't renew your driver's license if the IRS is investigating you for tax fraud. Trust me, government agencies are just not that tightly integrated. Your entire rationale for why there can be no investigation into Ash is completely off base.