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molson_ice1

09/27/11 1:44 PM

#138142 RE: maverictx #138140

means stock is "non-transferable" which infers that they cannot/will not provide certificates. Even if they had them they will not provide them due to the illegal "global lock". DTCC simply protecting itself and brokers. Collusion?
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turn2him

09/27/11 1:53 PM

#138145 RE: maverictx #138140

etrade is saying as long as a company has global lock, they will not do "any" transaction for that company until DTCC lifts the global lock. therefore, that means they will not issue certs even if they have them.