if it aint on non dtc list.........it aint on it.........you cant prejudge the DTC list either.........if some broker or clearing agency is doing that......report their butts to FINRA.......http://www.finra.org/Investors/ProtectYourself/p118628
she's either pregnant or she aint.........
also.........tell the guy to tell his broker he is going to file a complaint with FINRA.........IT IS NOT ON THE NON-DTC LIST!....which, btw......was updated today!!!!!!!!!