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Capt_Nemo

04/21/05 8:29 PM

#6001 RE: Capt_Nemo #6000

Administrative Proceedings
The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Additional Archives
2005 2004 2003 2002 2001 200 1999 1998 1997 1996 1995
Release No. Date Respondents
Second Quarter
34-51594 Apr. 21, 2005 Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett
Other Release No.: IA-2377; IC-26837
34-51592 Apr. 21, 2005 PHLO Corporation, James B. Hovis, and Anne P. Hovis
Note: See also the Order in this matter
34-51589 Apr. 21, 2005 Charles J. Addeo
34-51588 Apr. 21, 2005 Fiserv Securities, Inc. and Dennis J. Donnelly
34-51587 Apr. 21, 2005 Robert A. Tommassello

http://www.sec.gov/litigation/admin.shtml