Administrative Proceedings The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.
Additional Archives 2005 2004 2003 2002 2001 200 1999 1998 1997 1996 1995 Release No. Date Respondents Second Quarter 34-51594 Apr. 21, 2005 Douglas W. Powell, Charles D. Elliott, III, and Russell S. Tarbett Other Release No.: IA-2377; IC-26837 34-51592 Apr. 21, 2005 PHLO Corporation, James B. Hovis, and Anne P. Hovis Note: See also the Order in this matter 34-51589 Apr. 21, 2005 Charles J. Addeo 34-51588 Apr. 21, 2005 Fiserv Securities, Inc. and Dennis J. Donnelly 34-51587 Apr. 21, 2005 Robert A. Tommassello