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Torvecian

09/01/10 10:02 AM

#19752 RE: Job #19751

The broker.....

.....would have to honor the request and send the customers the certificates. If the broker doesnot have an inventory of the shares, it's most likely the MM that filled the trade and that promised they know where to get the shares, will have to supply certificates to the broker to issue to the retail customer..