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Torvecian

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Torvecian

Re: Job post# 19751

Wednesday, 09/01/2010 10:02:00 AM

Wednesday, September 01, 2010 10:02:00 AM

Post# of 35337
The broker.....

.....would have to honor the request and send the customers the certificates. If the broker doesnot have an inventory of the shares, it's most likely the MM that filled the trade and that promised they know where to get the shares, will have to supply certificates to the broker to issue to the retail customer..

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