Jim that fine is so trivial it's pathetic that you even mentioned it.
Why are you and Buckey so obsessed with trying to destroy MLON?
Here are a few more Broker, Dealers, etc, you can bash.
aaaaaaaah Hell I could go on all night into tomorrow with the fines given out, I'll give you a few now if you want more, just ask.
Check out the fines for all these companies and indeviduals and you will see that it means very little, life goes on, get over it already.
Margaret Charles Slusser
Mark Bennett Haiken
Mark David Martino
Mark E. Kadison
Mark Kurt Stryker
Mary Elizabeth Oliver
Matthew James Fitzgibbon
Michael Edward Murphy
Michael Edward Wallace
Michael Picozzi, III
Michael Thomas O'Hara
Aaron Simon Morris Case2
Adam Mosslih Case2
Adnan Ali Mirza Case2
Alan Jerry Mandel
Albert Medina Case2
Alexys Ulando McKenzie
Alfred George Marchetti
Allan Watkins Matthews
Alonso Martin Martinez
Amit Mathur
Amy Lynn Martin Case2
Andrew Benson Melville
Andrew Dwayne Miller
Andrew Means
Andrew Thomas McNamara
Anthony Armando Morelli
Anthony Armando Morrelli
Anthony John Marchiano
Anthony Joseph Maglietta
Anthony Paul Minervini
Anthony Stephen Mundy
Aqiyl Taariq Muhammed Case2
Armand John Mastraccio
Arnold Lopez Magpantay
Ben T. Magistro
Bernard James Menke
Biagio Anthony Mento
Boutros Fouad Mansour
Brad Ralph Miles
Bradley David St. Myer
Brandon Douglas McLarty
Brenna Lee McMillan
Brian Francis McEnery
Brian McDonald Megenity
Bryan Edward Muller
Calvin Walter Mathis
Cara Ann Miller Case2
Carl Bernard Mahoney Case2
Carl Dominic Martellaro
Charles Gerard McKenna
Chris Manettas
Chris Michael Manettas
Christopher Lee Miano Case2
Christopher McCafferty
Christopher Scott Maury Case2
Christopher Thomas McNamara
Colleen Margaret McLaughlin
Consuelo Velasco Marcelino
Cory Andrew Mongno
Daniel Dwight Manoff Case2 Case3
Daniel Lewis Minor
David Anthony Mauro
David Brian Miller
David Len Mitchell
David Marciano
David Nshoya Magoti
Deborah Faye Morones Case2
Don Alan Morris
Donald William Maclean
Drummond Bernard Grearson MacKinnon
Edmond Michael Melillo
Edmund Joseph Menden
Edward Arnold Moos
Edward Atwood Maxfield
Edward Daniel McKechnie Case2
Edward Joseph McCune
5b4
Edward Lee McCafferty
Edward Leoncio Mesa
Edward Michael McKeown
Edward Paul McCauley
Elias Gabriel McLaughlin
Elie Mellul
Elizabeth Ann McCargar
Enrico Mazzola
Erik Joseph Matz
Evalyn Elaine McKinney
Ezra Pascal Mager
Francis Burke Murphy
Frank Edward Mandrell
Frank Joseph Maggio
Frank Virgilio Mollo Case2
Franklyn Ross Michelin
Franklyn Ross Michelin
Frederick Earl Meyer
Gary Eugene Morris
Gary Mackie
George Jerry Merges
Gerald Meyers
Gerard McMahon
Glen Scott Monroe
Glenn Clark Moore
Glenn Geoffrey Malloff
Gregory Paul Maggipinto Case2 Case3 Case4
Gregory Vincent Morgan Case2
Harrison Margolin
Heather Ann Mann
Herbert Mario Miller Case2
Heriberto Marrero Case2
Herman Paul Manalili
Imran A. Maniar
Irving Mestel
Jack Alan Moloney
Jaffna V. More
Jairzinho Merzius
James Wilfred Moldermaker
James Alvin McLean
James Anthony McInerney
James Brian Moran
5b4
James Harold McKamy
James Kevin Matter
James Lawrence McMahan
James Patrick Maher
James Robert Miller
James Scott Marxer
James Scott Morrill
Jamie Mireles
Jason Everett Morey
Jason Joel Martin
Jay Lynn Murphy
Jay M. Melhado
Jeffrey Anthony Malfetti
Jeffrey David Miller
Jeffrey Henry Massey
Jeffrey John Miller Case2
Jeffrey Jonathan Mills
Jeffrey Lavert Montgomery Case2
Jeffrey McConnell
Jeffrey Mitchell
Jeffrey Patrick Murphy
Jeffrey Scott Miller
Jeffrey Tod Marshall
Joanne Crenshaw Mohrman
Joel Curtis Morgan
Joel Dean Moore
John Anthony Massaro
John Anthony Miller
John Anthony Montelbano
John Christopher McAfee
John David Morgan
John Francis Mara
John Francis Mauldin
John Joseph Margiotta
John Joseph Murphy a/k/a Jack Murphy
John Lee McSwain
John Lewis Myers
John M. Meyers
John R. Murdock, III a/k/a Rusty Murdock
John Richard Monderine
John Stevenson Miller
5b4
John Vincent McEwan
Johnny Alberto Mora
Jon Robert McDowell
Joseph Anthony Marchisello
Joseph Edward Mattera
Joseph John Mandaro Case2
Joseph Michael Mucci
Joseph Mizrachi
Karen Lee McGlynn
Keith Laurence Mohn
Kelli O'Brien Milz Case2
Ken Marks
Kenneth Charles Meissner
Kenneth Scott Milne
Kerry Francis McDevitt
Kevin Michael Mahon
Kimberly Jean Misaraca
Lawrence Merl
Lee Francis Murphy
Leo Morrison
LeRoy Kenneth Messenger
Lewis Evan Miller
Louis Michael Montaino Case2
Louis Robert Mercaldo
LuVerne Aloys Meyer
M&I Brokerage Services, Inc.
M G Securities Group, Inc.
M. H. Meyerson & Co., Inc. f/k/a Crown Financial Group, Inc. Case2
M.H. Meyerson and Company, Inc.
M.S. Farrell & Company, Inc.
Machelle Rene May
Magellan Securities, Inc. Case2
Magna Securities Corp.
Magna Securities Corporation
Major League Securities, LLC Case2
Malcolm Dermott Pryor, Sr.
Maple Partners, U.S.A., Inc.
Maple Securities U.S.A. Inc.
5b4
Maria Luisa Rodriguez
Mark Abraham Zborowski
Mark Christopher Parman
Mark Alan McGee Case2
Mark Allen McGee
Mark Francis Mizenko
Mark Gene McKernan
Mark Mintford Gambill
Mark Steven Guttormson
Market Square Securities Trading, Inc.
Market Wise Securities, Inc. Case2
Marlene Marcello McKenna
Marquis Financial Services of Indiana, Inc.
Marsco Investment Corporation
Martin Herbert Meckler
Matityahu Meshizahav Case2
Matthew Alan Mikesch
Matthew Greenwald
Matthew Jason Matles
Matthew Kent Rochlin
Matthew Steven McKeon
Maureen Ann McGowan
Max International Broker/Dealer Corp.
Maxcor Financial, Inc.
Maximum Financial Investment Group, Inc.
May, Davis Group, Inc.
May Davis Group, Inc.
McDonald & Company Securities, Inc. n.k.a. McDonald Investments Inc.
McDonald Investments, Inc. Case2
McLaughlin, Piven, Vogel Securities, Inc.
McMahan Securities Co. L.P.
Melhado, Flynn & Associates, Inc.
Melissa Noelle Muzzi
Merissa Rae Spicer
Merrill Evan Weber
Mer
5b4
rill Lynch, Pierce, Fenner & Smith, Inc. Case2 Case3 Case4
Merrill Lynch, Pierce, Fenner & Smith Inc. Case2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Case2
Merrill Lynch Professional Clearing Corp.
Merrill Weber & Co., LLC
Merrion Group, LLC
Mesirow Financial, Inc.
Metro Trading, Inc.
Metropolitan Investment Securities, Inc.
Meyers Pollock Robbins, Inc.
MG Securities Group, Inc.
Michael Allen Lovett
Michael Anthony Fitzgerald Case2
Michael Davidson
Michael Kit Yong Yap
Michael Nicholas Taglich
Michael Patrick Murphy
Michael Ploshnick
Michael Robert Roeser
Michael Scott Weiner
Michael Silverstein
Michael Allan Michelson Case2
Michael Brent McCowan
Michael Dennis Moody
Michael Edmond Zulick
Michael Emmett Walsh
Michael Frederick Flannigan
Michael J. Chiodo
Michael John Monahan
Michael John Mussay
Michael Joseph Reilly
Michael Joseph Markowski Case2
Michael Kemp Murphy
Michael Lawrence Garivaglia
Michael Louis Meskers
Michael Mayweath
5b4
er
Michael Miola
Michael Motsykulashvili
Michael Patterson, Inc.
Michael Paul Anderson Case2
Michael Paul Monson
Michael Robert Marcus Case2
Michael Stanley Muscarella
Michael Thomas Studer
Michael William Patterson
Millennium Brokerage, LLC
Miller, Tabak, Hirsch & Company
Miller & Schroeder Financial, Inc.
Miller Johnson Steichen Kinnard, Inc.
Miller Tabak Hirsch & Co.
MMS Securities, Inc. Case2
Momentum Securities, LLC
Montrose Capital Management, Ltd.
Monty Reasor Myler Case2
MONY Securities Corporation Case2
Moors & Cabot, Inc.
Morgan's suspension began April 5, 2004, and will conclude at the close of business October 4, 2004. (NASD Case #C3A040016) Dawn Ann Muzoleski
Morgan Stanley & Co., Inc.
Morgan Stanley & Co., Incorporated
Morgan Stanley & Company, Inc.
Morgan Stanley DW, Inc. Case2 Case3
Morgan Wilshire Securities, Inc.
Morgenthau & Associates, Inc.
MPAC Capital Partners, L.P.
Murjen Financial, Inc.
Murphy & Durieu Case2
Mynor Monterroso
Nancy Murry
Oscar A
5b4
rmando Montenegro
Padraig Conrad McGlynn
Pasquale Morello
Patrick John McVicar Case2
Patrick Michael McGowan
Patrick Roger Morrison
Paul Anthony Matten
Paul Douglas Maraman
Paul Edward Mize Case2
Paul Patrick McGlynn
Paulette Marlene McDermott
Peter J. Morena
Peter Thomas Matus
Petra Moreno Case2
Philip Patrick Marino
Philip John Milligan
Philip Mark McPhail
Philip William Merrill Case2
Phillip John Milligan
Phillip Mark McPhail
Raymond Lee Morton
Reza H. Mahini
Richard Alan Mika
Richard Case Miller
Richard Emmit Monroe
Richard Francis McNally
Richard Joseph Monello Case2
Richard Lewis Martin
Richard McConnell
Richard Montgomery Meyerhoff
Richard Scott Madden
Richard Steven Meza Case2
Robert Arnold Mosby
Robert Arthur McDuffie Case2
Robert Barton McAnany
Robert Charles Madrid
Robert D. Michaux
Robert David Mayfield Case2
Robert Dickson Mosby
Robert Edward Morris
Robert Ed
5b4
win McBride Case2
Robert Franklin Mueller
Robert Melvin McCulley
Robert Michael Mark
Robert Miragliotta
Robert Mogavero
Robert Mosby
Robert Roy MacGregor
Robert Steve Miles
Robert Steven Meyer
Robin Bruce McNabb Case2 Case3
Rodney Morris McConkie
Roger Parker May
Roger Ray Myatt
Ronald James Marszalek
Roy Isao Matsumoto
Russell Scott Moriarty
Russell Wayne Miller Case2
Salvatore Charles Marchiano
Scott Evans McVicker
Scott Farrell Merlis
Sean Peter McManus Case2
Shannon Mae McDermott Case2
Shawn Gregory McPherson
Shirley Ann McKinney
Socorro Maria Mendez
Stacy Meyers
Stephen Frank Molinari
Stephen Michael Magee
Stephen Nicholas McConnell Case2
Steve Charles Morgan
Steven John Manocchia Case2
Steven Richard Moody
Suzanne J. Morris
Taunya Patrice McGee
Terrell Javon McCuiston
Terry Edwin McCormic
Theodore Richard Miller
Theresa A. Muir
Thomas Keith McNeill
Thomas Michael Mc
5b4
Dermott
Thomas Paul Morris
Thomas Vincent Meaglia Case2
Thomasina Michalik
Timothy Alan McAdams
Timothy Melvin Murphy
Todd Andrew Marley
Tracie Lynn Mason
Tyrone Richard Melville
Valerie Jean Miles
Vaughn Miles Mungin
Victor Mowat
Vincent Anthony Maresco
Wayne Charles Maier
Wayne Mills
Wayne Paul Messner
Wesley Lawrence Moschetto
William Keith McCrea
William Taro Mukai
Alan Kent Suiter
Alexis Casimir Korybut
Anthony Robert LaGrega
Anthony Vincent Graziano
Arthur Edward Raitano
Arthur Joseph Matney
Jack Asbury Alexander
James Alexander
A.B. Watley, Inc. Case2 Case3 Case4
A.S. Goldmen & Co., Inc.
ABN AMRO, Incorporated
ABN AMRO Incorporated Case2
ABN Amro Incorporated
ABN AMRO Incorporated
ABN Amro Incorporated Case2
ABN Amro Securities, LLC
ABN AMRO Securities LLC
Absolute Return Advisors, Ltd.
ACAP Financial, Inc.
Acument Securities, Inc.
Adam Richard Lieberman
Adams, Harkn
5b4
ess & Hill, Inc. Case2
Adolph Komorsky Hoffman & Associates, Ltd.
Advantage Capital Corporation
Aegis Capital Corp.
Aegis Capital Corporation
Aethlon Capital, L.L.C.
Albert Barry Platnick
Alberto Enrique Argomaniz Case2
Alex Moore & Company, Inc. Case2
Alexander, Wescott, & Co., Inc.
Alexander Altman
Alexander Wescott & Company, Inc.
Allen C. Ewing & Co.
Allmerica Investments, Inc.
Alpine Associates, L.P.
Alpine Securities Corporation Case2
AM Capital LLC
America First Associates Corp.
Americal Securities, Inc.,
American Enterprise Investment Services Inc.
American Fronteer Financial Corporation
American General Equity Services Corporation f/k/a Franklin Financial Services Corporation
American Heritage Church Finance, Inc.
American Investment Services, Inc. Case2 Case3
American Third Market Co., LLC
American United Life Insurance Company
Ameriprop, Inc.
Amerivet Securities, Inc.
Amr “Tony” Elgindy
Amroc Securities, LLC
Amy Marie Amburn
Anderson & Strudwick, Inc.
Andover Brokerage, L.L.
5b4
C.
Andover Brokerage, LLC
Andrew Antonucci
Andrew Garrett, Inc.
Anglo-America Investors Services Corp.
Anglo-American Investor Services Corp.
Ann Gay Phelps
Anthony Marks Mello, III
Anthony Reginald Morgenthau
Anthony DiGiovanni
Anthony James Apuzza
Anthony James Apuzzo
Anthony Philip Accardo
Anthony William Allen
APS Financial Corporation
Aragon Financial Services, Inc.
Arcadia Securities, L.L.C.
Archipelago, LLC
Arka Securities, Inc.
Arnhold and S. Bleichroeder, Inc.
Arnold Reed Durant Case2
Arthur A. Anderson
Arthur L. Goetchius
Arvest Asset Management, Inc.
Ascend Financial Services, Inc., n/k/a Securian Financial Services, Inc.
Asiel & Co., LLC
Assadour Michael Ashdjian
Auerbach, Pollak & Richardson, Inc.
Austin Securities, Inc.
Automated Trading Desk Brokerage Services, LLC
AXA Advisors, LLC
Axiom Capital Management, Inc. Case2
Bradley Paul Adams
Brent Allen Atwood
Brian Douglas Angiuli
Chad Michael Arnholt
Charles Michael Ameer
5b4
Christopher Aden
Christopher Aguado Case2
Daniel Joseph Ashbaker
Darren Ray Adams Case2
David Aaron Appell
David Alvarado
David Stephen Adams Case2
Deborah Suann Angus
Dennis O. Ayers
Dionne Maria Aubert
Dmitry Aranovich
Don Jackson Akin
Donna Marie Andres
Douglas Alfieri
Douglas Francis Andrews
Douglas Patten Avery
Edward Don Angrisani
Edward Faust Amaral
Ellen Marie Aleshire
Emad Amin Alwan
Emmett Maurice Abercrombie
Everette Ward Artist
Farzan Ali
Frank Joseph Argenziano Case2
Frederick Walter Azeltine Case2
Genifer Claudia St. Ange
Ghassan William Abdallah
Gilbert Louis Almada
Gregory Lee Adams
Gregory Raymond Anderson
Gregory Wylen Anderson
Harry Michael Anthony
Hussein Otham Ali
Iqbal Ashraf
Ira Leslie Aguado
Irwin Morton Alickman
Jack Asbury Alexander
Jafar Amirahmadi
James Alexander
James Albert Allen
James Michael Amira
James Philip Arndts
5b4
James Ray Atrat
James Warren Anderson
Jason Acosta
Jason Edward Van Ackeren
Jason Todd Ash
Jeffrey Clyde Adams Case2
Jeffrey Lee Atkinson
Jeremy Steven Almquist
John Douglas Audifferen
John Leslie Anderson
John T. Diasabeyagunawardena a.k.a John Abbey
John Thomas Archer
Jonathan B. Abrams
Jonathan Bruce Abrams
Jonathan Matthew Aschoff
Jose A. Arteta
Jose Ayala
Joseph Abbondante Case2 Case3
Joseph Ali
Joseph John Azzata
Joshua David Arnold
Juan C. Alejos
Justin Edward Apgar Case2 Case3
Keith Gordon Anderson
Keith Jacob Andrews Case2
Kent Anderson Case2
Kevin Eric Aizenshtat
Kevin Scott Anthony
Larry Jon Ames
Laurie Sue Almack
Leroy Avery
Leslie Anne Andrade
Louis Patrick Arena
Marc Craig Adereth
Mark David Allen
Mark Joel Appleton
Mark P. Azzolino
Mark Paul Adler
Markel Taron Albritton
Maurice Wayne Abney Case2
Mauricio Acuna
Michael Henry Antell
5b4
Case2
Michael Louis Accurso
Milton D. Albuquerque
Mitchell Mark Almy
Nicholas Mario Antonelli
Nicholas Thomas Avello
Paul Louis Anderson Case2
Paul Michael Acosta
Paul O. Amosun
Phillip Michael Atwell
Ralph Joseph Angeline
Richard Allen Adams
Richard Allen Adler
Richard Gary Agran
Richard Juan Adams Case2 Case3
Richard Ralph Avis
Robert Gary Amos
Robert Russell Aikens
Robert Stephen Ambrozy
Ronald David Armitage
Roy Allen Arp
Salam Aburas Case2
Savas Zafer Alkoc Case2
Seymour Isaac Abramowitz a/k/a Seymour Abrams
Shika Emmanuel Ademu-John
Solomon Jack Algazi
Stanley Crawford Armour Case2
Stephen F. Agnese
Stephen Robert Ackley
Steven Anthony Anello
Theodore Sanidad Alvia Case2
Thomas K. Van Ahn
Wendi Lynn Adler
William Hamilton Averill
William Ellett Allen
William R. Hambrecht
William Richard Hunt, Jr.
Alexander Wehr
Allen Harvey Watford
Andrew Neal Weber
Anthony Martin Westonsmart
5b4
Anthony Rahama Whitter
Barry Steven Wheeler
Benjamin Tianbing Wei
Brendan Conley Walsh
Bret Courtney Williams
Bryce Johnson Winkel
Charles Burtran Walker
Charles Edward Warner
Charles Eugene Williams
Charles Keith Waddell Case2
Chiaying Wong
Christopher Allen Wagner
Colin Eric Whittle Case2
Craig Frank Wisbiski Case2
Craig Henry Woodward
Curtis LeRoy Whipple
Dana Wallace
Daniel Earl Wood
Daniel Phillip Whaley
David Lowell Walch
David Michael Weeks
David Randall Wright Case2
David Wesley Wyandt
Dean Lloyd Welsh
Dennis Anthony Wallot
Dennis Felton Whitfield
Dennis Ray Ward
Donny Randall Wells Case2
Edward Paul Walunas
Eric John Whittemore
Eric L. Warkentine
Ervin Robert Witherspoon
Eugene Wittstock
Gabe P. Weinert
Gary David Winter Case2
Gary Lee Walker
Gary Lee Wasserman
Gary Theodore Wisniewski
Gina Jie Wu
Gregory Beauchamp Washington, II
Gregory Lee Woodring
eb0
Heather Jean West
Horner Steven Williams
Howard Irving Weinstein
James Anthony Wengler
James Arthur Will Case2
James Richard Wamsley Case2
James Theodore Wade
James Thomas Walsh
Jason Conrad Watkins
Jason Full Wang
Jason Kevin Walker
Jeffrey Lynn Watt
Jeri Lynn Winberg
Joel Mark Warren Case2
John C. Welling Case2
John George Widmer
John Mark Wallach
John Philip Warner
John William West
Jonathan Daniel Winston
Jonathan Hudson Webb Case2
Joseph Anthony Watters
Joseph Michael Wilkins
Joseph Stanley Williams Case2
Karla Zorina Wilkie
Keith Kai Wong
Kenneth Chuan Wang
Kenneth Michael Wade
Kenneth William Wagner
Kevin Dacosta Worrell Case2
Kevin James Wallace
Kevin Wayne Williams
Louis Jahi Walthall
Mark Richard Wozniak
Matt Laroy Whitley
Matthew Donald Wittschiebe
Matthew Thomas Wade
Maurice Dana Wise
Merle Gene Walter
Michael Ashby Willis
Michael Ernest Watts
Michael Levan Woods
Michael Scott Woods
Michelle Louise Webb
Mimy Wong
Monica Doyle Woolard
Pamela Harlan Wilson
Paul Clifford Wentzlaff
Peter Jason Worrell
Peter Murphy Wright
Randy James Wishinsky
Richard Gerald Watkins
Richard Goodwin Whitley
Richard Irving Weise
Richard John Warren
Richard Scott Wood
Robert Timothy Willison
Robert Walter White Case2
Robert Wayne Wilson
Roger John Walstra
Samuel Kouchin Wang
Samuel Lewis Wereb
Sandra Marie Welsh
Scott Alan Webster
Scott Douglass Winningham
Scott Emil Wiard Case2
Scott Michael Weier
Stanley Walker Case2
Stephen Morris Wilkinson Case2
Stephen Robert Walling Case2
Steven Gary Walder
Susan Marie Wuest
Susan Mary Waterhouse
Terry Lee Wees
Thomas Andrew Winnicki
Thomas Edward Wadding
Trisha Stephens Wyatt
Troy Victor Wren
Tyler Christopher Wilson
Vaughn Lee Woods
Victor Ming Wang
Victoria Jean Williams
W&D Securities, Inc.
W.R. Hambrecht & Co., LLC
W.S. Griffith & Co., Inc.
Wachovia Securities, Inc. Case2
Waddell & Reed, Inc.
Waldron & Co., Inc.
Wall Street Equities, Inc.
Walter Mark Wolff Case2
Walter Waitak Light
Warburg Dillon Read, L.L.C.
Washington Square Securities, Inc. Case2
Waterford Capital, Inc.
Wayne Hummer Investments, LLC.
Wedbush Morgan Securities, Inc. Case2 Case3
Weeden & Company, LP
Wei John Wang Case2
Weifeng Wen
Wellington Investment Services Corp.
Wells Fargo Investments, LLC
Wells Investment Securities, Inc.
West America Secu
26c
rities Corp.
Westfalia Investments, Inc.
Whale Securities Co., L.P.
Wheat First Union
Whitehorne & Company, Ltd.
Wien Securities, Corp.
WIEN Securities, Inc.
Wien Securities Corp. Case2 Case3
Wien Securities Corporation Case2 Case3
WIEN Securities Corporation
Wien Securities Corporation
Wilber Glen Jurdine
William Henry Orenstein
William Paul Ryder
William Anthony Mancusi
William Blair & Company L.L
5b4
.C.
William Duncan Watt
William Kenneth Wilson
William Neal Sunshine
William Pohn Willis
William Scott & Co., L.L.C.
William Scott & Co., LLC Case2
William V. Frankel & Co.
William Wong
Wilson Williams
Wilson Stephenson Kyle, Inc.
Wilson-Davis & Co., Inc. Case2 Case3
Win Capital Corp. Case2
Windsor Capital Advisors, LLC
Winslow, Evans & Crocker, Inc.
Wise Alsop Skillman, III
Wise Planning Corporation
WM Financial Services, Inc.
WMA Securities, Inc. Case2
Wolff Investment Group, Inc.
Wolff Investment Group, Incorporated
Wolff Investment Group Incorporated
World Financial Capital Markets, Inc.
Worldco, L.L.C. Case2
Wunderlich Securities, Inc.
Amr Ibrahim Elgindy
Edmund Thomas O'Brien, II
Edward Thomas Kennedy
Eric Jay Aronson
Eric Michael Ratner
Alan Jay Eisenman
Ali Durson Eryurt
Amir Leif Ecker
Amr "Tony" Elgindy
Arturo Ehrlich
Barbara Alice Edwards
Barbara Sue Edgemon
Bruce Michael Ellis
David Bra
5b4
nd Eppner
David Eugene
David Eugene Emmitt
David Scott Eli Case2
Douglas Grant Eichenberger
Doyle Scott Elliott Case2
E*Trade Professional Trading, LLC
E*Trade Securities, Inc.
E*Trade Securities, LLC
E.A. Moos & Co., L.P.
EarlyBirdCapital, Inc.
EDI Financial, Inc. Case2
Edward A. Sita
Edward Arnold Moos
Edward Joseph McCune
Edwin McBride
EGS Securities Corporation
Elite Investments, LLC
Elton Johnson, Jr.
Emerson Bennett & Associates, Inc.
Empire Securities, Inc. of Washington
Empire Securities Corporation of Southern California
Ephram Pollack
Eric Anthony Eunis
ESA Securities, Inc.
Essex National Securities, Inc. Case2
Essex Radez Company
Eul Hyung Choi Case2
Eul Hyung Choi
EWT, LLC f/k/a Pioneer Capital Corp.
Ezra Yehuda Birnbaum
Gregg Alan Emde
Gregory Allen Eastman
Harold Richard Eighme
Herbert Ernest Ellis
Herman Epstein
James Robert Edrington
Jamie Arnold Engelking Case2
Jason Todd Ewing
5b4
Jeffrey David Eise Case2
John Arthur Eastin
John Edwin Evans Case2
John Mann Ellsworth
John Oliver Edwards Case2
John Robert Engle
Jon Douglas Erickson
Kurtis Bradley Etherton
Laura Chapman Ehrenzeller
Loretta Emanuele
Maria Luisa Ellis
Mark W. Eshleman
Matthew Barry Eliscu
Michael Alan Espenlaub
Michael Craig Efrusy
Nancy Katherine Evans
Otto Karl Elser
Paul Samuel Ehrenstein
Rhonda Gail Elliott
Richard Michael Eisenmenger
Robert Allen Evans
Robert John Eldridge
Salvatore Louis Esposito
Scott Joseph English
Stephen Kyle Ehman
Theodore Thomas Eastwick Case2
Timothy James Ennis
Todd Alan Endicott
Todd Mitchell Eberhard
Verna Lynn Eller Case2
Vladimir Eydelman
Patricia Ann Schaen
Patrick Gerard Hennessy
Philip Roger Howard Connor, III
Pierce John Flynn
Alma Guiang Pontillas
Ameeta J. Patel
Anthony A. Phillips
Anthony Benjamin Phillips
Anthony Joseph Peluso
Arthur Michael
5b4
Pagnotta
Aurangzeb Rashid Pirzada
Benjamin Agleham Pangilinan
Benjamin Dewayne Pitts
Berri Grove Powers
Bill Plakos a/k/a William Plagianakos
Brian Prendergast Case2
Bruce Alan Pivar
Bryan Edward Pifer
Cery Bradley Perle Case2
Charles Alfred Pulcano
Charles Golden Paxton
Christiaan Pieter Van Der Put
Christopher Perry
Cidney Present
Dalton Thomas Poole
Daniel Karl Park
Daniel Timothy Pszanka Case2 Case3
Danny Ray Parker Case2
David Earl Peterson
David Jullian Piusienski
David Kyle Pace
David Lee Pearlman
David N. Pitts
David Richmond Palmer
David Vyacheslav Polushkin
Dean Petkanas
Dennis Alvin Pearson, Jr.
Derek Michael Pagan
Dominick Palermo
Donna Lorine Post
Edward Andrew Perez
Edward Scott Peterson
Edward Walter Planche
Elaine Lucille Pearson
Elliott Steven Polatoff
Erwin Allen Porges Case2
Frank Anthony Persico
Fred John Pascaris
Gary Ronald Putti Case2
George Arturo P
5b4
erez
George William Phillips
Gregory John Pocock
Hal Pasetsky
Henri Placek
Himanshu Thakorlae Parekh
Howard Charles Penn
Howard Richard Perles Case2
James Christopher Pangione
James Clinton Pearce
James Forrest Parker
James Harry Petrantis
James Lawrence Paris
James Patrick Philbin
Jamie Patrash Case2
Jason Earl Pleggenkuhle
Jeffrey David Pokross
Jeffrey David Post
Jeffrey Don Petersen
Jeffrey Scott Piek Case2
Jeffrey Wyatt Puckett
Jhoanny E. Pena
Joel Parker
John Brent Packard
John Douglas Parsons Case2
John Edward Prokop
John J. Pergolizzi
John Joseph Puglisi
John Lawton Phillips
John Michael Palermo
John Perez Case2
John Thomas Pisapia
Joiceita T. Polk
Jonathan Goodwin Page
Jose Alberto Pietri
Jose Parra
Joseph John Papeo
Joseph John Piscopo Case2
Joseph Lawrence Peggs
Judith Ann Pollachek
Judy Ann Payer
Keith Edward Pelatowski
Keith Malvin Pete
5b4
rs Case2
Keith Richard Procovic Case2
Kevin Jay Palan
Khashayar Mehdi Pashakhan
LaRissa Lee Peltola
Larry Michael Pence
Leaudria Maria Polk
Mark Anthony Perrelli
Mark David Pellettieri
Mark Edward Pollachek
Mark James Palazzo
Mark Robert Polakowski
Mark S. Pacelli Case2
Marlon Gerbacio Pamintuan
Mary Marie Price
Matthew Carson Purcell
Mauro Jose Padilla
Michael Anthony Petrucci
Michael Anthony Pipkins
Michael Christopher Palmieri Case2
Michael Dale Peay
Michael Donovan Puls
Michael Henry Pigott
Michael Jay Plummer
Michael John Price Case2
Michael Joseph Payne
Michael Pizzulli
Michael Ray Pope
Michael Stuart Petrucelli
Michele Edwardia Posey Case2
Monte Guy Pyle
Neil Randolph Post
Pacific Capital Management, Inc.
Pacific Continental Securities Corporation
Pacific Crest Securities, Inc.
Pacific Growth Equities, Inc. Case2 Case3
Pacific On-Line Trading & Securities, Inc.
Pacific On-Line Trading and Securities, Inc.
5b4
Pan-American Financial Advisers
Pan-American Financial Advisors
Paradise Valley Securities, Inc.
Paragon Capital Corporation
Paragon Capital Markets, Inc. Case2 Case3 Case4
Paramount Capital, Inc.
Parker/Hunter Incorporated
Parker Financial Corporation
Patricia Ann Schaen
Patricia Diana Hester
Patricia Ann Winans
Patricia Ann Schaen
Patrick Alexander Anthony
Patrick James Forkin, III
Patterson Travis, Inc. Case2 Case3
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Paul Jeffrey Umansky
Paul Lieberman
Paul Douglas King
Paul Gabriel Wasserman
Paul Jeffrey Umansky
Paul John Pallo
Paul Joseph Pollack
PCI* Trade Securities
Pennaluna and Co., Inc.
Pennsylvania Merchant Group, Ltd.
Penson Financial Services, Inc. Case2 Case3
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Peregrine Financials & Securities, Inc.
Performance Capital Group LLC
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Pershing LLC
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Peter Igor Zavialoff
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Peter Quick
Peter William Shea
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Peters Securities Co., LP
Philip Patrick Marino
Philip Richard Zanone, Jr.
Phillip Louis Trading, Inc.
Phillip Louis Trading, Incorporated
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Piper Jaffray, Inc.
PMK Securities & Research, Inc.
Pond Equities, Inc. Case2
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Precision Trading Group, LLC
Preferred Capital Markets, Inc.
Preferred Securities Group, Inc.
Preferred Trade, Inc.
Premier Group, Inc.
Prime Charter LTD.
Prime Dealer Services Corporation
Primex
Professional Planning & Technologies, Inc.
Prospera Financial Services, Inc.
Protective Group Securities Corporation Case2
ProTrader Securities Corporation
Providential Securities, Inc.
Pruco Securities, Corp.
Pruco Securities
Prudential Securities, Inc.
Prudential Securities Incorporated Case2 Case3
Pryor, McClendon, Counts & Co., Inc.
Pulse Tr
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ading, Inc.
Rafael Pinchas
Richard Armand Patenaude
Richard Lee Petersen
Richard Lynn Pugh
Robert Brown Paul
Robert Christopher Patrick
Robert George Palmeiro
Robert Louis Plomgren
Robert William Phillips
Roger Stevenson Peavey
Ronald B. Pekarchik
Ronald J. Ponella Case2
Roy Robert Peachey
Russell David Perlmutter
Ryan Jay Posewitz
Salvatore Joseph Pollina
Samuel Q. Pittman
Sean Charles Paley
Sean Donald Pascoe Case2
Seth Paul Page Case2
Shailesh Babubhai Patel Case2 Case3
Shashin J. Patel
Stacy Lynn Passey
Stephen Dean Palmer
Stephen Douglass Pratt
Stephen Earl Prout Case2 Case3
Steven Pantelis
Susan Georgette Penn
Susan Margaret Palmatier
Susan Michelle Pribik
Suzanne Renee Preuss
Sylvia Bonin Perez
Teo Van Pham
Thomas Harlan Peacock
Todd Christopher Perry
Travis Michael Pigott
Valerie Remon Patterson
Vito Gerard Padulo Case2 Case3
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William Fred P
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once
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