Exactly! That is what the first lady started with. It was a ask value from the day before - you are out of luck!
Transfer me to your supervisor. He comes on. Bla Bla Bla.
Quotes total garbage like it traded 1030 shares today including the 5 shares you got.
Can you see previous days - oh yea, it traded 1030 shares the previous day on Dec 28th too - REALLY - What a coincidence!
He provided me with a FAX number and I basicalyl showed the ASK at 9:36 which was .0511(5000) on pinksheets and the ask at 9:37 which was 1.01(500) and my trade at 9:30:09
I also showed that otcbb.com showed no activity and had L2 displays showing NITE was the only MM to move on the day and they did so at 9:37AM
Basically I made my case and faxed the info to ATTN: Compliance Regulation Department
I figured from what I had been told that I would hear something by 4PM EDT today.
Went to go get the car filled up with propane and came back and saw a 5K fill
Yippee
So the moral of the story is stick to your guns, collect your evidence, and send it in to the complaince department.
My previous two contacts both were giving me the run around.
Compliance ruled on the evidence and found I was entitled to 5K shares
Called NITE and said FILL HIM - or so I guess.
I also inquired about contact info to followup with NASD/FINRA/SEC.
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