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janice shell

09/25/04 8:27 PM

#98792 RE: LMRI T/A #98786

That's a possibility, though I think it's more likely that they're just "making excuses". The TAs aren't one-man offices; there could have been all kinds of communications problems.

And remember the conflicting stories told by Pacific and Global at the time of the July TA mess? Remember all the other messes?
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janice shell

09/25/04 8:30 PM

#98794 RE: LMRI T/A #98786

One thing's for sure: brokerages aren't putting stock into people's accounts on their own.