I have been running some of the scenarios through the wet drive. Since he had a series 7, he might have retired from the MM biz, and became a private citizen with all of that ownership to report. He might also have been forced out of the biz, considering the crap (ie SLRW) that made his fingers dirty. He could be filing these things from the prison library while he pays his debt to society as part of a court ordered retribution.
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