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alliecorp

12/13/08 11:59 AM

#9198 RE: Enforcer57 #9196

I don't think so. If you check the NFA site, 141 Capital has been approved for the CPO exemption. Seriously doubt they would have gotten that exemption had they violated the rules.

Looks like 141 Capital is moving forward on this.

141 CAPITAL INC NFA ID: 0392733


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Current Status

• NFA MEMBER APPROVED
• COMMODITY TRADING ADVISOR REGISTERED
• EXEMPT COMMODITY POOL OPERATOR

http://www.nfa.futures.org/basicnet/Details.aspx?entityid=0392733&rn=Y

Pool ID Pool Name Exemption
P042690 141 SEASONAL TRADING POOL I LLC 4.13(a)(2)