News Focus
News Focus
icon url

TEX

04/04/08 9:10 PM

#1471 RE: Zardiw #1469

I understand it better, now, I think. When "FINRA" was "NASD," NASD corresponded with SWNE/MCII, and the company saw the writing on the wall--even though NASD could really only intervene if a broker were the problem.

With MXSV and scalawag Nathan Drage, FINRA attorney basically threw up her hands and said, "Go to SEC."