Replies to post #828 on The Securities and Exchange Commission (SEC)

[Stock]

Federal Court Actions - March 16, 2007

LR-20047 Mar. 16, 2007 Blue Bottle Limited and Matthew C. Stokes
LR-20046 Mar. 16, 2007 Burton G. Friedlander, et al.
LR-20045 Mar. 16, 2007 Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.)
LR-20044 Mar. 16, 2007 Barry Hertz
LR-20043 Mar. 16, 2007 Conrad M. Black, F. David Radler and Hollinger Inc.

[Stock]

AP 34-55487 Mar. 19,2007 Interchange Medical, Inc.

Administrative Proceeding:

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 55487 / March 19, 2007
ADMINISTRATIVE PROCEEDING
File No. 3-12553
In the Matter of
Auto Wholesale Specialists, Inc..,
Globalbot Corp.,
Gsociety, Inc.,
Icon International Holdings, Inc. (f/k/a
Marketing Systems USA, Inc.),
Intelliworxx, Inc.,
Interchange Medical, Inc.,
Outsource International, Inc., and
Smart Choice Automotive Group, Inc.,
Respondents.
ORDER MAKING FINDINGS AND REVOKING
REGISTRATION OF SECURITIES PURSUANT
TO SECTION 12(j) OF THE SECURITIES
EXCHANGE ACT OF 1934 AS TO
INTERCHANGE MEDICAL, INC.
I.
The Securities and Exchange Commission (“Commission”) deems it necessary and
appropriate for the protection of investors to accept the Offer of Settlement submitted by
Interchange Medical, Inc. (“Interchange” or “Respondent”) pursuant to Rule 240(a) of the Rules of
Practice of the Commission, 17 C.F.R. § 201.240(a), for the purpose of settlement of these
proceedings initiated against Respondent on January 31, 2007, pursuant to Section 12(j) of the
Securities Exchange Act of 1934 (“Exchange Act”).
II.
Solely for the purpose of these proceedings and any other proceedings brought by or on
behalf of the Commission, or to which the Commission is a party, and without admitting or
denying the findings herein, except as to the Commission’s jurisdiction over it and the subject
matter of these proceedings, Respondent consents to the entry of this Order Making Findings and
Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of
1934 (“Order”), as set forth below.
2
III.
On the basis of this Order and Respondent’s Offer, the Commission finds that1:
1. Interchange (CIK No. 1086218) is a Florida corporation located in Fort
Lauderdale, Florida. At all times relevant to this proceeding, the securities of Interchange
have been registered under Exchange Act Section 12(g).
2. Interchange has failed to comply with Exchange Act Section 13(a) and
Rules 13a-1 and 13a-13 thereunder because it has not filed any periodic reports with the
Commission since it filed a Form 10-QSB for the period ended September 30, 2002, which
reported no revenue and net losses of $203,742.
IV.
In view of the foregoing, the Commission deems it necessary and appropriate for the
protection of investors to impose the sanctions specified in Respondent’s Offer.
Accordingly, it is hereby ORDERED that:
Pursuant to Exchange Act Section 12(j), registration of each class of Respondent’s
securities registered pursuant to Exchange Act Section 12 be, and hereby is, revoked.
For the Commission, by its Secretary, pursuant to delegated authority.
Nancy M. Morris
Secretary
1The findings herein are made pursuant to Respondent’s Offer of Settlement and are not
binding on any other person or entity in this or any other proceeding.

http://www.sec.gov/litigation/admin/2007/34-55487.pdf

[Stock]

Federal Court Actions - March 19, 2007

LR-20048 Mar. 19, 2007 Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC

http://www.sec.gov/litigation/litreleases.shtml

[Stock]

FCA: LR-20049 Mar. 20, 2007 Cyberkey Solutions, Inc. and James E. Plant

U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No. 20049 / March 20, 2007
SEC v. Cyberkey Solutions, Inc. and James E. Plant, Civ. Action No. 07 1084 (CMR) (E.D. Pa)
SEC Charges That Company and CEO Promoted Stock With Phony Homeland Security Deal
The Securities and Exchange Commission ("Commission") today announced the filing of a civil injunctive action alleging that a Utah-based corporation and its Chief Executive Officer made at least $1.5 million selling shares while disseminating false claims of a lucrative purchase order from the Department of Homeland Security.

In its complaint, filed today in the United States District Court for the Eastern District of Pennsylvania, the Commission alleged that CyberKey Solutions, Inc. of St. George, Utah ("CyberKey") and its CEO James E. Plant ("Plant," collectively, the "Defendants"), between November 2005 and the present, have engaged in an ongoing unregistered offering of Cyberkey shares, promoted with a series of false press releases describing a putative purchase order worth in excess of $24 million from the U.S. Department of Homeland Security ("DHS") to buy CyberKey's flash memory drives. In fact, the Commission's complaint alleges, CyberKey had no business relationship at all, either directly or indirectly, with DHS. Additionally, according to the complaint, CyberKey and Plant made other false statements to unsuspecting investors, including statements claiming CyberKey had shipped products to DHS and received payments pursuant to the phony purchase order, and that CyberKey was in the process of preparing and releasing audited financials.

The Commission's complaint further alleges, that, as a result of their scheme, the Defendants violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and seeks as relief permanent injunctions against future violations of these provisions by the Defendants, and disgorgement of all the Defendants' ill-gotten gains, including prejudgment interest and civil penalties.

In a related criminal action, Plant was arrested on March 13, 2006, in St. George, Utah, by agents of the Federal Bureau of Investigation's Philadelphia Economic Crimes Squad on charges of securities fraud and aiding and abetting securities fraud.

The Commission acknowledges the assistance and cooperation of the Federal Bureau of Investigation, the United States Attorney's Office for the Eastern District of Pennsylvania and the National Association of Securities Dealers in the investigation of this matter.



http://www.sec.gov/litigation/litreleases/2007/lr20049.htm

[Stock]

Litigation Release March 21, 2007

LR-20050 Mar. 21, 2007 Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech

http://www.sec.gov/litigation/litreleases/2007/lr20050.htm

[Stock]

Administrative Proceedings - March 22, 2007

34-55510 Mar. 22, 2007 Paul E. Johnson

34-55509 Mar. 22, 2007 Salvatore F. Sodano
Note: See also the Order in this matter and Release Nos. 34-55507 and 34-55508

34-55508 Mar. 22, 2007 Richard Robinson
Note: See also Release Nos. 34-55507 and 34-55509

34-55507 Mar. 22, 2007 American Stock Exchange LLC
Note: See also Release Nos. 34-55508 and 34-55509

34-55506 Mar. 22, 2007 Banc of America Securities LLC

http://www.sec.gov/litigation/admin.shtml

[Stock]

Commission Opinions & Orders - March 22, 2007

34-55511 Mar. 22, 2007 America's Sports Voice, Inc., n/k/a Milagro Holdings, Inc.

http://www.sec.gov/litigation/opinions.shtml

[Stock]

Litigation Releases - March 23, 2007

LR-20053 Mar. 23, 2007 Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Noga Delshad, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad
http://www.sec.gov/litigation/litreleases/2007/lr20053.htm

LR-20052 Mar. 23, 2007 Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants
http://www.sec.gov/litigation/litreleases/2007/lr20052.htm

[Stock]

Administrative Proceedings - March 23, 2007

34-55516 Mar. 23, 2007 One Price Clothing Stores, Inc.

http://www.sec.gov/litigation/admin/2007/34-55516.pdf

[Stock]

Litigation Releases - March 26, 2007

LR-20055 Mar. 26, 2007 Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, David R. Cosgrove, John G. Galante, Elkin B. McCallum, Paul C. Barnaba, Christopher M. Williams and Thomas V. Gougherty
Other Release No.: AAER-2581
See also: Complaint in this matter

http://www.sec.gov/litigation/litreleases/2007/lr20055.htm

[Stock]

Administrative Proceedings - March 26, 2007

34-55530 Mar. 26, 2007 Knight Securities L.P.
Note: See also the Distribution Plan

34-55527 Mar. 26, 2007 Dean C. Reder

34-55523 Mar. 26, 2007 Ernst & Young LLP
Other Release No.: AAER-2580

34-55521 Mar. 26, 2007 Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., Oxir Investments, Inc., Spinplanet.com, Inc. (n/k/a EntertainMax Worldwide, Inc.), and Tessa Complete Health Care, Inc.

[Stock]

Litigation Releases - March 27, 2007

LR-20057 Mar. 27, 2007 Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs
http://www.sec.gov/litigation/litreleases/2007/lr20057.htm

LR-20056 Mar. 27, 2007 Myron F. Olesnyckyj
Other Release No.: AAER-2583
http://www.sec.gov/litigation/litreleases/2007/lr20056.htm

[Stock]

Administrative Proceedings - March 27, 2007

34-55535 Mar. 27, 2007 James Cavaliere
http://www.sec.gov/litigation/admin/2007/34-55535.pdf

34-55534 Mar. 27, 2007 CMERUN Corp., Combine Corp., Integrated Homes, Inc., and Lighthouse Fast Ferry, Inc.
http://www.sec.gov/litigation/admin/2007/34-55534.pdf

[Stock]

Litigation Releases - March 28, 2007

LR-20058 Mar. 28, 2007 Jordan H. Mintz and Rex R. Rogers
Other Release No.: AAER-2584
http://www.sec.gov/litigation/litreleases/2007/lr20058.htm
See also: Complaint in this matter
http://www.sec.gov/litigation/complaints/2007/comp20058.pdf

[Stock]

Administrative Proceedings - March 28, 2007

34-55551 Mar. 28, 2007 Edward S. Pliner, CPA
Other Release No.: AAER-2585

http://www.sec.gov/litigation/admin.shtml

[Stock]

Litigation Releases - March 29, 2007

LR-20061 Mar. 29, 2007 First United Financial Group, LLC, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20061.htm

LR-20060 Mar. 29, 2007 Nicor, Inc. and Jeffrey L. Metz
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20060.htm

[Stock]

Administrative Proceedings - March 29, 2007

34-55556 Mar. 29, 2007 Atlas Air Worldwide Holdings, Inc.
Other Release No.: AAER-2588
http://www.sec.gov/litigation/admin/2007/34-55556.pdf

34-55554 Mar. 29, 2007 Amber Schatz, CPA
Other Release No.: AAER-2587
http://www.sec.gov/litigation/admin/2007/34-55554.pdf

[Stock]

Litigation Releases - March 30, 2007

LR-20062 Mar. 30, 2007 Ricardo Cavallero et al.
http://www.sec.gov/litigation/litreleases/2007/lr20062.htm

[Stock]

Administrative Proceedings - March 30, 2007

34-55561 Mar. 30, 2007 Putnam Investment Management LLC
Note: See also Proposed Distribution Plan
Comments due: April 30, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55561.htm

[Stock]

Commission Opinions & Orders - March 30, 2007

34-55562 Mar. 30, 2007 Phlo Corporation, James B. Hovis, and Anne P. Hovis
http://www.sec.gov/litigation/opinions/2007/34-55562.pdf

[Stock]

Litigation Releases - April 2, 2007

LR-20067 Apr. 2, 2007 Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach, and Raymond L. Mathiasen
Other Release No.: AAER-2591
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20067.htm

LR-20066 Apr. 2, 2007 Steven E. Thorn, et. al
http://www.sec.gov/litigation/litreleases/2007/lr20066.htm

LR-20065 Apr. 2, 2007 Steven E. Thorn, et. al
http://www.sec.gov/litigation/litreleases/2007/lr20065.htm

LR-20064 Apr. 2, 2007 Martin E. Kenney, Jr.
Other Release No.: AAER-2589
See also: Amended Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20064.htm

[Stock]

Administrative Proceedings - April 2, 2007

34-55568 Apr. 2, 2007 Danny Edward Moudy
Other Release No.: AAER-2590
http://www.sec.gov/litigation/admin/2007/34-55568.pdf

[Stock]

Litigation Releases - April 3, 2007

LR-20068 Apr. 3, 2007 Jimmy Lynn Bradley and Lesley Don Cole
Other Release No.: AAER-2592
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20068.htm

[Stock]

Administrative Proceedings - April 3, 2007

34-55573 Apr. 3, 2007 Anthony Coppola
http://www.sec.gov/litigation/admin/2007/34-55573.pdf

34-55572 Apr. 3, 2007 Kenneth Ko
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55572.pdf

[Stock]

Administrative Proceedings - April 4, 2007

34-55581 Apr. 4, 2007 Financialweb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55581.pdf

[Stock]

Litigation Releases - April 5, 2007

LR-20070 Apr. 5, 2007 Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20070.htm

LR-20069 Apr. 5, 2007 Edgar B. Alacan
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20069.htm

[Stock]

Administrative Proceedings - April 5, 2007

34-55587 Apr. 5, 2007 Myron F. Olesnyckyj, Esq.
Other Release No.: AAER-2593
http://www.sec.gov/litigation/admin/2007/34-55587.pdf

[Stock]

Litigation Releases - April 9, 2007

LR-20074 Apr. 9, 2007 Federal National Mortgage Association
See also: Motion; Distribution Plan
http://www.sec.gov/litigation/litreleases/2007/lr20074.htm

LR-20073 Apr. 9, 2007 Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20073.htm

[Stock]

Administrative Proceedings - March 9, 2007

IA-2600 Apr. 9, 2007 Geoffrey Brod
Other Release No.: IC-27780
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/ia-2600.pdf

34-55603 Apr. 9, 2007 Lindsey P. Vinson
Other Release No.: AAER-2594
http://www.sec.gov/litigation/admin/2007/34-55603.pdf

[Stock]

Commission Opinions & Orders - March 6, 2007

34-55597 Apr. 6, 2007 Dennis A. Pearson, Jr.
http://www.sec.gov/litigation/opinions/2007/34-55597.pdf
See also: Opinion: Release No. 34-54913
http://www.sec.gov/litigation/opinions/2006/34-54913.pdf

[Stock]

Litigation Releases - April 11, 2007

LR-20075 Apr. 11, 2007 Novus Technologies, LLC, a Utah limited liability company, Ralph W. Thompson, Jr., Duane C. Johnson, RCH2, LLC, a Utah limited liability company, Robert Casey Hall and Eric J. Wheeler, defendants, and U.S. Ventures, LC, a Utah limited liability company, U.S. Ventures International, LLC, a Utah limited liability company, Robert L. Holloway, Online Strategies Group, Inc., a Delaware corporation, and David Story, relief defendants
See also: Complaint in this matter

http://www.sec.gov/litigation/litreleases/2007/lr20075.htm

[Stock]

Administrative Proceedings - April 10-11, 2007

34-55614 Apr. 11, 2007 Park Financial Group, Inc. and Gordon C. Cantley
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55614.pdf

34-55607 Apr. 10, 2007 Christian Nigro
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55607.pdf

34-55605 Apr. 10, 2007 Joseph Depergola
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55605.pdf

[Stock]

Administrative Proceedings - April 12, 2007

34-55627 Apr. 12, 2007 Pilgrim Baxter & Associates, Ltd.
http://www.sec.gov/litigation/admin/2007/34-55627.pdf

34-55626 Apr. 12, 2007 Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55626.pdf

34-55623 Apr. 12, 2007 Lesley Don Cole (CPA)
Other Release No.: AAER-2596
http://www.sec.gov/litigation/admin/2007/34-55623.pdf

34-55622 Apr. 12, 2007 Jimmy Lynn Bradley
Other Release No.: AAER-2595
http://www.sec.gov/litigation/admin/2007/34-55622.pdf

[Stock]

Litigation Releases - April 17, 2007

LR-20076 Apr. 17, 2007 Blake A. Prater and Wellspring Capital Group, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20076.htm

[Stock]

Litigation Releases - April 18, 2007

LR-20080 Apr. 18, 2007 Aquacell Batteries, Inc. and Michael J. Naste
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20080.htm

LR-20079 Apr. 18, 2007 Kevin J. Heron
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20079.htm

LR-20078 Apr. 18, 2007 Concorde America, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20078.htm

LR-20077 Apr. 18, 2007 Nu Star Holdings, Inc. et al.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20077.htm

[Stock]

Litigation Releases - April 19-20

LR-20083 Apr. 20, 2007 Bernard Shinder
Other Release No.: AAER-2598
http://www.sec.gov/litigation/litreleases/2007/lr20083.htm

LR-20082 Apr. 19, 2007 Sanjay Kumar and Stephen Richards
Other Release No.: AAER-2597
http://www.sec.gov/litigation/litreleases/2007/lr20082.htm

LR-20081 Apr. 19, 2007 Sherwin P. Brown, Jamerica Financial and Brawta Ventures
http://www.sec.gov/litigation/litreleases/2007/lr20081.htm

[Stock]

Administrative Proceedings - April 19-20, 2007

34-55651 Apr. 20, 2007 Daniel Lovaglio
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55651.pdf

[Stock]

Litigation Releases - April 23, 2007

LR-20085 Apr. 23, 2007 Gary K. Melton
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20085.htm

LR-20084 Apr. 23, 2007 Richard M. Scrushy
Other Release No.: AAER-2599
http://www.sec.gov/litigation/litreleases/2007/lr20084.htm

[Stock]

Administrative Proceedings - April 23, 2007

34-55654 Apr. 23, 2007 FinancialWeb.com, Inc., Net Command Tech, Inc., and Peninsula Holdings Group Ltd.
http://www.sec.gov/litigation/admin/2007/34-55654.pdf

#msg-19038136

[Stock]

Litigation Releases - April 24, 2007

LR-20088 Apr. 24, 2007 Joseph P. Nacchio
See also: Litigation Release No. 19136
http://www.sec.gov/litigation/litreleases/2007/lr20088.htm

LR-20087 Apr. 24, 2007 International Fiduciary Corp., S.A., et al.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20087.htm

LR-20086 Apr. 24, 2007 Nancy R. Heinen and Fred D. Anderson
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20086.htm

[Stock]

Administrative Proceedings - April 24, 2007

33-8793 Apr. 24, 2007 Tier One, Inc. and Bernardo D. Carella
Other Release No.: 34-55662
http://www.sec.gov/litigation/admin/2007/33-8793.pdf

34-55660 Apr. 24, 2007 Marex.com, Inc. n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., SkyWay Communications Holding Corp., and South Beach Concepts, Inc. n/k/a Global Franchise Concepts, Inc.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55660.pdf

34-55659 Apr. 24, 2007 Airbomb.com, Inc., Internetstudios.com, Inc., Megamedia Networks, Inc., and World Cyberlinks Corp.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55659.pdf

[Stock]

Litigation Releases - April 25, 2007

LR-20092 Apr. 25, 2007 Starcash, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20092.htm

LR-20091 Apr. 25, 2007 Merle D. Lewis, Richard R. Hylland, Kipp D. Orme, and Kurt D. Whitesel
Other Release No.: AAER-2601
http://www.sec.gov/litigation/litreleases/2007/lr20091.htm

LR-20090 Apr. 25, 2007 Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20090.htm

LR-20089 Apr. 25, 2007 Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney, Defendants, and Agnes T. Corigliano, Carleton H. Pember IV, and Mary Louise Scully, Relief Defendants
Other Release No.: AAER-2600
http://www.sec.gov/litigation/litreleases/2007/lr20089.htm

[Stock]

Administrative Proceedings - April 25, 2007

34-55665 Apr. 25, 2007 International Equity Advisors, LLC and Richard Roger Lund
Note: See also Proposed Distribution Plan
Comments due: May 25, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55665.htm

[Stock]

Litigation Releases - April 26, 2007

LR-20094 Apr. 26, 2007 Baker Hughes Incorporated and Roy Fearnley
Other Release No.: AAER-2602
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20094.htm

LR-20093 Apr. 26, 2007 Global Health, Global Clearing, Global Securities, Goldman Quintero & Associates, Vince Dory, and Joshua Adams
http://www.sec.gov/litigation/litreleases/2007/lr20093.htm

[Stock]

Press Releases - April 26, 2007

2007-77 Apr. 26, 2007 SEC Charges Baker Hughes With Foreign Bribery and With Violating 2001 Commission Cease-and-Desist Order
See also: Litigation Release No. 20094
http://www.sec.gov/news/press/2007/2007-77.htm

2007-76 Apr. 26, 2007 SEC, German BaFin Sign Regulatory Cooperation Arrangement
http://www.sec.gov/news/press/2007/2007-76.htm

2007-75 Apr. 26, 2007 SEC Announces $79 Million Fair Fund Distribution in the Edward Jones Revenue Sharing Settlement
http://www.sec.gov/news/press/2007/2007-75.htm

[Stock]

Litigation Releases - April 27, 2007

LR-20095 Apr. 27, 2007 Blue Bottle Limited and Matthew C. Stokes
http://www.sec.gov/litigation/litreleases/2007/lr20095.htm

[Stock]

Litigation Releases - April 30 - May 3, 2007

LR-20104 May 3, 2007 Gary V. Morris
#msg-19356677

LR-20103 May 3, 2007 Frank J. Russo
#msg-19356668

LR-20102 May 3, 2007 Lydia Capital, LLC et al.
See also: Complaint in this matter
#msg-19356657

LR-20101 May 3, 2007 Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
See also: Complaint in this matter
#msg-19356650

LR-20100 May 2, 2007 Capitol Distributing, LLC and Terry M. Phillips
Other Release No.: AAER-2604, 34-55696
See also: Complaint in this matter, Administrative Proceeding
#msg-19356642

LR-20099A May 2, 2007 Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding Group, Inc., Defendants, and Seabreeze Realty Group, Inc. d/b/a Coastal Properties, Ormond Beach Auto Sales, Inc. d/b/a Liberty Automotive Group, and Dealer Lot Management, Inc., Relief Defendants
See also: Complaint in this matter
#msg-19356629

LR-20098 Apr. 30, 2007 Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Alexis Rojas
#msg-19356623

LR-20097 Apr. 30, 2007 Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc.
See also: Complaint in this matter
#msg-19356614

LR-20096 Apr. 30, 2007 Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
Other Release No.: AAER-2603
#msg-19356602

[Stock]

Administrative Proceedings - April 30, May 2, 2007

34-55696 May 2, 2007 Terry M. Phillips
Other Release No.: AAER-2605
#msg-19356843

34-55692 May 2, 2007 A.G. Edwards & Sons, Inc.
Note: See also the Orders granting waiver: 33-8797 33-8796
#msg-19356837

33-8798 May 2, 2007 Thomas C. Bridge, James D. Edge, and Jeffrey K. Robles
Other Release Nos.: 34-55695, IC-27817
Note: See also the Order in this matter
#msg-19356825

33-8795 May 2, 2007 Charles A. Sacco
Other Release Nos.: 34-55693, IC-27816
#msg-19356812

34-55690 May 2, 2007 Discovery Zone, Inc.
#msg-19356806

34-55688 May 1, 2007 Shoreland Trading, LLC
#msg-19356797

[Stock]

ALJ Decisions & Orders: Administrative Law Judges - April 30 - May 2, 2007

330 May 3, 2007 Anthony C. Snell and Charles E. LeCroy
James T. Kelly,
Administrative Law Judge
File No. 3-12359
#msg-19356904

329 Apr. 30, 2007 Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., Impax Laboratories, Inc., Phoenix Waste Services Company, Inc., and Telynx, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12519
#msg-19356890

[Stock]

Litigation Releases - May 4, 2007

LR-20105 May 4, 2007 One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Sunil Sehgal, Seema Sehga. Hafiz Naseem and Francisco Javier Garcia
See also: Complaint in this matter
#msg-19402715

[Stock]

Commission Opinions & Orders - May 4, 2007

34-55706 May 4, 2007 Howard Brett Berger
http://www.sec.gov/litigation/opinions/2007/34-55706.pdf
#msg-19402756

[Stock]

Litigation Releases - May 8, 2007

LR-20106 May 8, 2007 Kan King Wong and Charlotte Ka On Wong Leung
See also: Complaint in this matter; Temporary Restraining Order
#msg-19482659

[Stock]

Administrative Proceedings - May 7-8, 2007

34-55725 May 8, 2007 Motorola, Inc.
Other Release No.: AAER-2607
http://www.sec.gov/litigation/admin/2007/34-55725.pdf
#msg-19482700

34-55712 May 7, 2007 Citigroup Global Markets, Inc., successor by merger to Legg Mason Wood Walker Inc.
Note: See also the Orders granting waiver:
33-8800
33-8799
http://www.sec.gov/litigation/admin/2007/34-55712.pdf
#msg-19482705

34-55711 May 7, 2007 Zurich Capital Markets Inc.
Other Release No.: IC-27819
http://www.sec.gov/litigation/admin/2007/34-55711.pdf
#msg-19482700

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Litigation Releases - May 9 - 11, 2007

LR-20113 May 11, 2007 One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Ajaz Rahim, Sunil Sehgal, Seema Sehgal, Hafiz Naseem, and Francisco Javier Garcia
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20113.htm

LR-20112 May 10, 2007 Jennifer Xujia Wang, et al.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20112.htm

LR-20111 May 10, 2007 Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20111.htm

LR-20110 May 10, 2007 Penthouse International, Inc., Charles Samel and Jason Galanis
Other Release No.: AAER-2608
http://www.sec.gov/litigation/litreleases/2007/lr20110.htm

LR-20109 May 10, 2007 World Information Technology, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20109.htm

LR-20108 May 10, 2007 Jack Calvin, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20108.htm

LR-20107 May 9, 2007 Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
http://www.sec.gov/litigation/litreleases/2007/lr20107.htm

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Administrative Proceedings - May 9 - 11, 2007

33-8804 May 11, 2007 Donald J. Lakin
Other Release No.: 34-55749
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/33-8804.pdf

33-8803 May 11, 2007 Lawrence A. Campbell
Other Release No.: 34-55748
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/33-8803.pdf

34-55730 May 9, 2007 Banc One Investment Advisors Corporation and Mark A. Beeson
Note: See also Modified Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55730.pdf

34-55728 May 9, 2007 Amaranth Advisors L.L.C.
Other Release No.: IA-2601
http://www.sec.gov/litigation/admin/2007/34-55728.pdf

34-55726 May 9, 2007 Morgan Stanley & Co. Incorporated
Note: See also the Orders granting waiver: 33-8802 33-8801
http://www.sec.gov/litigation/admin/2007/34-55726.pdf

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Commission Opinions & Orders - May 9, 2007

34-55731 May 9, 2007 Hans N. Beerbaum and Beerbaum & Beerbaum Financial and Insurance Services, Inc. http://www.sec.gov/litigation/opinions/2007/34-55731.pdf

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Litigation Releases - May 14, 2007

LR-20116 May 14, 2007 NJ Affordable Homes Corp., Wayne Puff and Kenneth Lagonia
http://www.sec.gov/litigation/litreleases/2007/lr20116.htm

LR-20115 May 14, 2007 Christopher M. Balkenhol
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20115.htm

LR-20114 May 14, 2007 Gayle Spence Luacaw
http://www.sec.gov/litigation/litreleases/2007/lr20114.htm

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Administrative Proceedings - May 14, 2007

IA-2602 May 14, 2007 Stephen J. Treadway
http://www.sec.gov/litigation/admin/2007/ia-2602.pdf

34-55754 May 14, 2007 Marex.com, Inc., n/k/a Marex, Inc., Modern Computer Systems, Inc., Panther Telecommunications Corp., Royal Casket Distribution Corp., Schoolwurks, Inc., Skyway Communications Holding Corp., and South Beach Concepts, Inc., n/k/a Global Franchise Concepts, Inc.
http://www.sec.gov/litigation/admin/2007/34-55754.pdf

34-55753 May 14, 2007 RS Investment Management, Inc., RS Investment Management, L.P, G. Randall Hecht and Steven M. Cohen
Note: See also Proposed Distribution Plan
Comments due: June 13, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55753.htm

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Litigation Releases - May 15 - 16, 2007

LR-20118 May 16, 2007 Bert Fingerhut et al.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20118.htm

LR-20117 May 15, 2007 Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20117.htm

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Administrative Proceedings - May 15, 2007

34-55763 May 15, 2007 George B. Fasciano
Other Release No.: IA-2603
http://www.sec.gov/litigation/admin/2007/34-55763.pdf

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Commission Opinions & Orders - May 16, 2007

34-55771 May 16, 2007 Bradley T. Smith
http://www.sec.gov/litigation/opinions/2007/34-55771.pdf

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Litigation Releases - May 17-18, 2007

LR-20122 May 18, 2007 Empire Development Group, et al.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20122.htm

LR-20121 May 17, 2007 Larry Michael Parrish, et al.
See also: Administrative Proceeding Nos. 34-55778 and 34-55779
http://www.sec.gov/litigation/litreleases/2007/lr20121.htm

LR-20120 May 17, 2007 Bradford C. Bleidt, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20120.htm

LR-20119 May 17, 2007 Aimsi Technologies, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20119.htm

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Administrative Proceedings - May 17-18, 2007

34-55785 May 18, 2007 Keith G. Gilabert
Other Release No.: IA-2605
http://www.sec.gov/litigation/admin/2007/34-55785.pdf

34-55782 May 17, 2007 Joseph Depergola
http://www.sec.gov/litigation/admin/2007/34-55782.pdf

34-55779 May 17, 2007 Larry Michael Parrish
http://www.sec.gov/litigation/admin/2007/34-55779.pdf

34-55778 May 17, 2007 Michael Edward Zimmerman
http://www.sec.gov/litigation/admin/2007/34-55778.pdf

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Litigation Releases - May 23, 2007

LR-20124 May 22, 2007 Gerald H. Levine and Marie A. Levine
Other Release No.: AAER-2610
http://www.sec.gov/litigation/litreleases/2007/lr20124.htm

LR-20123 May 22, 2007 One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri
http://www.sec.gov/litigation/litreleases/2007/lr20123.htm

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Administrative Proceedings - May 21-22, 2007

34-55798 May 22, 2007 Terrence J. O'Donnell
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55798.pdf

34-55797 May 22, 2007 David A. Zwick
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55797.pdf

34-55787 May 21, 2007 SkyWay Communications Holding Corp.
http://www.sec.gov/litigation/admin/2007/34-55787.pdf

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Administrative Law Judge Decisions - May 21, 2007

634 May 21, 2007 Lawrence A. Campbell
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12633

http://www.sec.gov/litigation/aljdec/2007/id634bpm.pdf

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Litigation Releases - May 23, 24, 25, 2007

LR-20131 May 25, 2007 Raymond C. Chop and Nicholas F. Chop
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20131.htm

LR-20130 May 25, 2007 Roger D. Blackwell et al
http://www.sec.gov/litigation/litreleases/2007/lr20130.htm

LR-20129 May 24, 2007 Frederick David Jones and Mark Godden
http://www.sec.gov/litigation/litreleases/2007/lr20129.htm

LR-20128 May 23, 2007 Robert Goehring
http://www.sec.gov/litigation/litreleases/2007/lr20128.htm

LR-20127 May 23, 2007 Universo FoneClub Corporation, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20127.htm

LR-20126 May 23, 2007 Arthur A. Goodwin
Other Release No.: AAER-2612
http://www.sec.gov/litigation/litreleases/2007/lr20126.htm

LR-20125 May 23, 2007 The BISYS Group, Inc.
Other Release No.: AAER-2611
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20125.htm

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Administrative Proceedings - May 23, 24, 25, 2007

IA-2607 May 25, 2007 Albert E. Parish, Jr.
http://www.sec.gov/litigation/admin/2007/ia-2607.pdf

34-55813 May 25, 2007 Angelo Ragone
http://www.sec.gov/litigation/admin/2007/34-55813.pdf

33-8806 May 23, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-55802
http://www.sec.gov/litigation/admin/2007/33-8806.pdf

33-8805 May 23, 2007 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Other Release No.: 34-55805
http://www.sec.gov/litigation/admin/2007/33-8805.pdf

34-55801 May 23, 2007 Hewlett-Packard Company
http://www.sec.gov/litigation/admin/2007/34-55801.pdf

34-55800 May 23, 2007 James Proffitt
http://www.sec.gov/litigation/admin/2007/34-55800.pdf

IA-2606 May 23, 2007 Allocation Plus Asset Management Company, Inc.
http://www.sec.gov/litigation/admin/2007/ia-2606.pdf

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Administrative Proceedings - May 29 to June 1, 2007

34-55849 Jun. 1, 2007 Putnam Investment Management, LLC
http://www.sec.gov/litigation/admin/2007/34-55849.pdf

34-55848 Jun. 1, 2007 Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot
http://www.sec.gov/litigation/admin/2007/34-55848.pdf

34-55847 Jun. 1, 2007 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
http://www.sec.gov/litigation/admin/2007/34-55847.pdf

34-55845 Jun. 1, 2007 Robert De la Riva
http://www.sec.gov/litigation/admin/2007/34-55845.pdf

34-55844 Jun. 1, 2007 Luis M. Cornide
http://www.sec.gov/litigation/admin/2007/34-55844.pdf

34-55842 Jun. 1, 2007 Robin R. Szeliga
Other Release No.: AAER-2613
http://www.sec.gov/litigation/admin/2007/34-55842.pdf

34-55841 May 31, 2007 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz
Note: See also Proposed Distribution Plan
Comments due: July 2, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55841.htm

34-55840 May 31, 2007 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
http://www.sec.gov/litigation/admin/2007/34-55840.pdf

34-55839 May 31, 2007 CMERUN Corp., Combine Corp., Digital Concepts International, Inc., Integrated Homes, Inc., Lighthouse Fast Ferry, Inc., and Wannigan Capital Corp.
http://www.sec.gov/litigation/admin/2007/34-55839.pdf

34-55835 May 31, 2007 Janus Capital Management LLC
Note: See also Proposed Distribution Plan
Comments due: July 2, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55835.htm

34-55834 May 31, 2007 Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski
http://www.sec.gov/litigation/admin/2007/34-55834.pdf

34-55831 May 30, 2007 Pilgrim Baxter & Associates, Ltd.
http://www.sec.gov/litigation/admin/2007/34-55831.pdf

34-55827 May 30, 2007 Kenneth Ko
http://www.sec.gov/litigation/admin/2007/34-55827.pdf

34-55821 May 29, 2007 Commonwealth Growth Fund II, Medical Asset Management, Inc., NexTech Enterprises International, Inc., Pentagenic Pharmaceuticals, Inc., and Star Tech Health Services, Inc.
http://www.sec.gov/litigation/admin/2007/34-55821.pdf

34-55820 May 29, 2007 Christian Nigro
http://www.sec.gov/litigation/admin/2007/34-55820.pdf

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Commission Opinions & Orders - May 29 to June 1, 2007

34-55828 May 30, 2007 Sky Capital LLC
http://www.sec.gov/litigation/opinions/2007/34-55828.pdf

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Litigation Releases - June 4, 2007

LR-20142 Jun. 4, 2007 Michael J. Snyder
http://www.sec.gov/litigation/litreleases/2007/lr20142.htm

LR-20141 Jun. 4, 2007 Justin Scott and Omid Kamshad, et al.
See also: Administrative Proceeding Nos. IA-2608 and IA-2609
http://www.sec.gov/litigation/litreleases/2007/lr20141.htm

LR-20140 Jun. 4, 2007 Harold S. Longs and Your Money Worth, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20140.htm

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Administrative Proceedings - June 4, 2007

IA-2609 Jun. 4, 2007 Omid Kamshad
http://www.sec.gov/litigation/admin/2007/ia-2609.pdf

IA-2608 Jun. 4, 2007 Justin Scott
http://www.sec.gov/litigation/admin/2007/ia-2608.pdf

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Litigation Releases - June 5 - 25, 2007

LR-20166 Jun. 25, 2007 Kevin B. Collins
Other Release No.: AAER-2624
See also: Complaint in this matter; Administrative Proceeding Rel. No. 34-55954
http://www.sec.gov/litigation/litreleases/2007/lr20166.htm

LR-20165 Jun. 25, 2007 Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta
http://www.sec.gov/litigation/litreleases/2007/lr20165.htm

LR-20164 Jun. 22, 2007 Forman, et al.
Other Release No.: AAER-2622
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20164.htm

LR-20163 Jun. 22, 2007 Graham
Other Release No.: AAER-2621
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20163.htm

LR-20162 Jun. 21, 2007 Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
http://www.sec.gov/litigation/litreleases/2007/lr20162.htm

LR-20161 Jun. 20, 2007 Scott A. Christian
http://www.sec.gov/litigation/litreleases/2007/lr20161.htm

LR-20160 Jun. 20, 2007 Alfred S. Teo, Sr., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20160.htm

LR-20159 Jun. 20, 2007 Jeffrey McMahon
Other Release No.: AAER-2619
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20159.htm

LR-20158 Jun. 20, 2007 International Fiduciary Corp., S.A., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20158.htm

LR-20157 Jun. 19, 2007 Romano Ancelmo Fontana Filho
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20157.htm

LR-20156 Jun. 18, 2007 Tom Shanahan and Clem Hannon
Other Release No.: AAER-2617
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20156.htm

LR-20155 Jun. 18, 2007 Terese Dearmin and Richard Harris
http://www.sec.gov/litigation/litreleases/2007/lr20155.htm

LR-20154 Jun. 14, 2007 Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm

LR-20153 Jun. 13, 2007 Joseph Galamb
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20153.htm

LR-20152 Jun. 13, 2007 David A. Schwinger
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20152.htm

LR-20151 Jun. 13, 2007 Mutual Benefits Corp., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20151.htm

LR-20150 Jun. 12, 2007 Security Asset Capital Corporation, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20150.htm

LR-20149 Jun. 12, 2007 World Information Technology, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm

LR-20148 Jun. 8, 2007 John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20148.htm

LR-20147 Jun. 7, 2007 Pension Fund of America L.C., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20147.htm

LR-20146 Jun. 6, 2007 Michael J. Snyder
http://www.sec.gov/litigation/litreleases/2007/lr20146.htm

LR-20145 Jun. 6, 2007 Mark R. Conway
http://www.sec.gov/litigation/litreleases/2007/lr20145.htm

LR-20144 Jun. 5, 2007 C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20144.htm

LR-20143 Jun. 5, 2007 Amit Mathur, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20143.htm

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Administrative Proceedings - June 5 - 25, 2007

34-55954 Jun. 25, 2007 International Business Machines Corporation
Note: See also Litigation Release No. 20166
http://www.sec.gov/litigation/admin/2007/34-55954.pdf

34-55952 Jun. 25, 2007 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
http://www.sec.gov/litigation/admin/2007/34-55952.pdf

34-55948 Jun. 25, 2007 William P. Sauer
http://www.sec.gov/litigation/admin/2007/34-55948.pdf

34-55946 Jun. 25, 2007 John Hancock Investment Management Services, LLC, John Hancock Distributors LLC, John Hancock Advisers, LLC, and John Hancock Funds, LLC
Other Release Nos.: IA-2610, IC-27872
Note: See also the Order granting waiver
http://www.sec.gov/litigation/admin/2007/34-55946.pdf

34-55935 Jun. 21, 2007 American Teletronics, Inc., n/k/a Shine Holdings, Inc.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55935.pdf

34-55933 Jun. 20, 2007 Cambrex Corporation
Other Release No.: AAER-2620
http://www.sec.gov/litigation/admin/2007/34-55933.pdf

34-55931 Jun. 20, 2007 Allied Capital Corporation
Other Release No.: AAER-2618
http://www.sec.gov/litigation/admin/2007/34-55931.pdf

34-55922 Jun. 18, 2007 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
http://www.sec.gov/litigation/admin/2007/34-55922.pdf

34-55915 Jun. 15, 2007 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
http://www.sec.gov/litigation/admin/2007/34-55915.pdf

34-55914 Jun. 15, 2007 Stanislav Kaminsky
http://www.sec.gov/litigation/admin/2007/34-55914.pdf

34-55911 Jun. 15, 2007 Morgan Stanley & Co. Incorporated
http://www.sec.gov/litigation/admin/2007/34-55911.pdf

34-55909 Jun. 14, 2007 Nasdaq Stock Market, LLC
http://www.sec.gov/litigation/admin/2007/34-55909.pdf

34-55905 Jun. 13, 2007 Daniel Lovaglio
http://www.sec.gov/litigation/admin/2007/34-55905.pdf

34-55901 Jun. 13, 2007 Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp)
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55901.pdf

34-55888 Jun. 8, 2007 Fred Alger Management, Inc. and Fred Alger & Company, Incorporated
http://www.sec.gov/litigation/admin/2007/34-55888.pdf

34-55887 Jun. 8, 2007 Raymond L. Mathiasen, CPA
Other Release No.: AAER-2615
http://www.sec.gov/litigation/admin/2007/34-55887.pdf

34-55885 Jun. 8, 2007 Paul E. Knight, John L. Montana and Worldwide T&P, Inc.
Note: See also the Order in this matter
http://www.sec.gov/litigation/admin/2007/34-55885.pdf

34-55869 Jun. 6, 2007 Chris G. Gunderson
http://www.sec.gov/litigation/admin/2007/34-55869.pdf

34-55868 Jun. 6, 2007 Franklin Advisers, Inc.
Note: See also Proposed Distribution Plan
Comments due: July 6, 2007
Submit comments on Proposed Distribution Plan
http://www.sec.gov/litigation/admin/2007/34-55868.htm

34-55863 Jun. 5, 2007 FuelNation, Inc.
http://www.sec.gov/litigation/admin/2007/34-55863.pdf

34-55858 Jun. 5, 2007 International Business Machines Corporation
Other Release No.: AAER-2616
http://www.sec.gov/litigation/admin/2007/34-55858.pdf

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ALJ Decisions & Orders: Administrative Law Judges - June 5 - 25, 2007

331 Jun. 15, 2007 Scott G. Monson
Robert G. Mahony,
Administrative Law Judge
File No. 3-12429
http://www.sec.gov/litigation/aljdec/2007/id331rgm.pdf

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Commission Opinions & Orders - June 5 - 25, 2007

34-55942 Jun. 22, 2007 Warren E. Turk
http://www.sec.gov/litigation/opinions/2007/34-55942.pdf