Litigation Releases - June 5 - 25, 2007
LR-20166 Jun. 25, 2007 Kevin B. Collins
Other Release No.: AAER-2624
See also: Complaint in this matter; Administrative Proceeding Rel. No. 34-55954
http://www.sec.gov/litigation/litreleases/2007/lr20166.htm
LR-20165 Jun. 25, 2007 Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta
http://www.sec.gov/litigation/litreleases/2007/lr20165.htm
LR-20164 Jun. 22, 2007 Forman, et al.
Other Release No.: AAER-2622
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20164.htm
LR-20163 Jun. 22, 2007 Graham
Other Release No.: AAER-2621
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20163.htm
LR-20162 Jun. 21, 2007 Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
http://www.sec.gov/litigation/litreleases/2007/lr20162.htm
LR-20161 Jun. 20, 2007 Scott A. Christian
http://www.sec.gov/litigation/litreleases/2007/lr20161.htm
LR-20160 Jun. 20, 2007 Alfred S. Teo, Sr., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20160.htm
LR-20159 Jun. 20, 2007 Jeffrey McMahon
Other Release No.: AAER-2619
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20159.htm
LR-20158 Jun. 20, 2007 International Fiduciary Corp., S.A., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20158.htm
LR-20157 Jun. 19, 2007 Romano Ancelmo Fontana Filho
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20157.htm
LR-20156 Jun. 18, 2007 Tom Shanahan and Clem Hannon
Other Release No.: AAER-2617
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20156.htm
LR-20155 Jun. 18, 2007 Terese Dearmin and Richard Harris
http://www.sec.gov/litigation/litreleases/2007/lr20155.htm
LR-20154 Jun. 14, 2007 Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm
LR-20153 Jun. 13, 2007 Joseph Galamb
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20153.htm
LR-20152 Jun. 13, 2007 David A. Schwinger
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20152.htm
LR-20151 Jun. 13, 2007 Mutual Benefits Corp., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20151.htm
LR-20150 Jun. 12, 2007 Security Asset Capital Corporation, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20150.htm
LR-20149 Jun. 12, 2007 World Information Technology, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm
LR-20148 Jun. 8, 2007 John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20148.htm
LR-20147 Jun. 7, 2007 Pension Fund of America L.C., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20147.htm
LR-20146 Jun. 6, 2007 Michael J. Snyder
http://www.sec.gov/litigation/litreleases/2007/lr20146.htm
LR-20145 Jun. 6, 2007 Mark R. Conway
http://www.sec.gov/litigation/litreleases/2007/lr20145.htm
LR-20144 Jun. 5, 2007 C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20144.htm
LR-20143 Jun. 5, 2007 Amit Mathur, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20143.htm
LR-20166 Jun. 25, 2007 Kevin B. Collins
Other Release No.: AAER-2624
See also: Complaint in this matter; Administrative Proceeding Rel. No. 34-55954
http://www.sec.gov/litigation/litreleases/2007/lr20166.htm
LR-20165 Jun. 25, 2007 Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta
http://www.sec.gov/litigation/litreleases/2007/lr20165.htm
LR-20164 Jun. 22, 2007 Forman, et al.
Other Release No.: AAER-2622
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20164.htm
LR-20163 Jun. 22, 2007 Graham
Other Release No.: AAER-2621
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20163.htm
LR-20162 Jun. 21, 2007 Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
http://www.sec.gov/litigation/litreleases/2007/lr20162.htm
LR-20161 Jun. 20, 2007 Scott A. Christian
http://www.sec.gov/litigation/litreleases/2007/lr20161.htm
LR-20160 Jun. 20, 2007 Alfred S. Teo, Sr., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20160.htm
LR-20159 Jun. 20, 2007 Jeffrey McMahon
Other Release No.: AAER-2619
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20159.htm
LR-20158 Jun. 20, 2007 International Fiduciary Corp., S.A., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20158.htm
LR-20157 Jun. 19, 2007 Romano Ancelmo Fontana Filho
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20157.htm
LR-20156 Jun. 18, 2007 Tom Shanahan and Clem Hannon
Other Release No.: AAER-2617
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20156.htm
LR-20155 Jun. 18, 2007 Terese Dearmin and Richard Harris
http://www.sec.gov/litigation/litreleases/2007/lr20155.htm
LR-20154 Jun. 14, 2007 Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Collective Thought Holdings, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm
LR-20153 Jun. 13, 2007 Joseph Galamb
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20153.htm
LR-20152 Jun. 13, 2007 David A. Schwinger
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20152.htm
LR-20151 Jun. 13, 2007 Mutual Benefits Corp., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20151.htm
LR-20150 Jun. 12, 2007 Security Asset Capital Corporation, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20150.htm
LR-20149 Jun. 12, 2007 World Information Technology, Inc., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20154.htm
LR-20148 Jun. 8, 2007 John L. Montana, Melvin R. Lyttle, Paul E. Knight, Worldwide T&P, Inc., First National Equity, LLC and P.K. Trust & Holding, Inc.
http://www.sec.gov/litigation/litreleases/2007/lr20148.htm
LR-20147 Jun. 7, 2007 Pension Fund of America L.C., et al.
http://www.sec.gov/litigation/litreleases/2007/lr20147.htm
LR-20146 Jun. 6, 2007 Michael J. Snyder
http://www.sec.gov/litigation/litreleases/2007/lr20146.htm
LR-20145 Jun. 6, 2007 Mark R. Conway
http://www.sec.gov/litigation/litreleases/2007/lr20145.htm
LR-20144 Jun. 5, 2007 C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Transactions, Inc.
See also: Complaint in this matter
http://www.sec.gov/litigation/litreleases/2007/lr20144.htm
LR-20143 Jun. 5, 2007 Amit Mathur, et al.
http://www.sec.gov/litigation/litreleases/2007/lr20143.htm
Discover What Traders Are Watching
Explore small cap ideas before they hit the headlines.
