CONverted the securities into more than 100 newly-issued shares of common stock, rapidly SOLD the newly issued shares into the MARKET, and generated MILLIONS of dollars in revenues and profits. As alleged, Kramer and his companies were NOT registered as dealers with the SEC or associated with a registered broker-dealer, as their activities REQUIRED them to do.....
inCourt UnderOath💹SEC triedBashing $DBMM+Mgmt✅(D0H! Br. at 25-28.)
$DBMM had obtained resources to complete a re-audit, bring the Company current, & continue its timely filings,
DOE once again rejects the Law Judge’s analysis and conclusion that the Company explained the reasons for the reporting violations and demonstrated that it had taken effective measures to ensure timely filing.
The Company undertook and successfully completed the re-audit, while also addressing and resolving the litigation. Having resolved those issues, the Company then ensured, for three years, the timely filing of its periodic reports. Its assurances are more than credible; they have been borne out by years of filings.
in Court💹SEC tried Bashing $DBMM+Mgmt ✅(D0H! Br. at 25-28.)
$DBMM had obtained resources to complete a re-audit, bring the Company current, & continue its timely filings,
DOE once again rejects the Law Judge’s analysis and conclusion that the Company explained the reasons for the reporting violations and demonstrated that it had taken effective measures to ensure timely filing.
The Company undertook and successfully completed the re-audit, while also addressing and resolving the litigation. Having resolved those issues, the Company then ensured, for three years, the timely filing of its periodic reports. Its assurances are more than credible; they have been borne out by years of filings.