In response to your DD with Randal S Goulding:
Info from AI:
Randal S. Goulding, involved in significant legal issues related to securities fraud, was not imprisoned directly for the charges stemming from his actions at The Nutmeg Group LLC. However, he faced severe legal consequences, including a permanent injunction that barred him from participating in various financial and investment activities.
The U.S. Securities and Exchange Commission (SEC) charged him with fraud for misappropriating client assets and misrepresenting the value of investment pools. These charges led to a civil case, not a criminal one, resulting in substantial penalties and professional restrictions rather than imprisonment?7†source??8†source?.
While he was not sentenced to prison, his actions led to a federal court ruling that permanently enjoined him from many professional activities, effectively ending his career in finance and law.
_______________________________________________
Security And Exchange Commission
Administrative Proceeding
File No. 3-19697
In the Matter of
RANDALL GOULDING, ESQ.
Respondent
(2009 filing)
Order by SEC:
Disbarred, restrained and enjoined from being a security advisor. (PP165-167)
Legally speaking Gouding can still do document filing including filing for business name change.
No attorney status is needed for filing with Secretary of State.
He was determined by SEC at fraud.
US Court of Appeals for the Seventh Circuit ordered a permanent injunction on 7-7-2022.
There was no imprisonment sentence by the court.
How could you make up about Goulding's imprisonment ?
The way you implied in your post that there was "something wrong" with Spooz Inc name change to JP 3E Holdings Inc
Is these proper and reasonable ?
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