Meanwhile, Dec. 9, 2021 34-93747 Order Extending Time to Issue Decision Mar. 9, 2022 34-94385 Order Extending Time to Issue Decision Jun. 7, 2022 34-95056 Order Extending Time to Issue Decision Sep. 6, 2022 34-95675 Order Extending Time to Issue Decision Dec. 5, 2022 34-96446 Order Extending Time to Issue Decision Mar. 6, 2023 34-97047 Order Extending Time to Issue Decision Jun. 2, 2023 33-11198 Order Dismissing Proceedings
w0wSEC🔥charges🎅🏿&👽w/ArtificiallyDeflatingSharePricestoBuy Shares at a cheaper price
6, 12, 2023 — SEC charged investment adviser Sabby Management LLC & managing partner,Hal D. Mintz,w/ fraud in connection w/ a long running scheme involving misrepresentations & violations of rules for short selling & order making, + other violative trading, that generated $2M + in illegal profits.
From at least March 2017-May 2019 Sabby|Mintz repeatedly circumvented trading rules to conduct unlawful trades in the stock of 10 PUBLIC COMPANIES. Sabby |Mintz engaged in illegal “naked short selling” by intentionally|improperly placing short sales when they knew or were reckless in not knowing that they had not borrowed or located the shares, & then failed to make timely delivery of the shares. The purpose was to earn profits they could not have gained by legal trading. https://www.sec.gov/news/press-release/2023-107