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Fai 2

05/31/23 12:52 PM

#302366 RE: otterman #302361

I will trust the professional that worked for/with SEC/FINRA that's stated hedgies hide the naked shorting various ways.

ProfessionalS Lawyers doing a case for the SEC if I remember correctly.

Here are there credentials! (See below)

Go DBMM



"SEC Brings “Naked Short Selling” Case (google this title.)

Jamie Lacy is an associate in Winstead’s Securities Litigation & Enforcement, White-Collar Defense, and Business Litigation Practice Groups.  Jamie represents public and private companies, hedge funds, private equity funds, asset managers, broker-dealers, registered investment advisers, officers and directors, registered persons, and other institutions in government investigations, securities law enforcement and litigation, and FINRA arbitration



Toby Galloway is Co-Chair of Winstead's Securities Litigation & Enforcement Practice Group. He also practices in the areas of white-collar defense, governmental & internal investigations, and business litigation. Before developing his private practice, he served as an attorney with the United States Securities and Exchange Commission, in roles of increasing responsibility, for more than 11 years.



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johnydollar

05/31/23 1:04 PM

#302369 RE: otterman #302361

If finding naked shorts was as simple as calling the TA....

I would say companies have no need to issue special dividend......

But probably they not that smart or the latter.....

Even the SEC could arrest lots of offenders by just making a simple phone call to the TA........
Bullish
Bullish