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harr449

04/29/21 9:41 PM

#9253 RE: splintered sunlight #9251

Form 211?
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thelimeyone

04/29/21 10:04 PM

#9255 RE: splintered sunlight #9251


Yes, except for DBMM.

tlo.
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jet101

04/30/21 8:12 AM

#9261 RE: splintered sunlight #9251

I would say
Yes
&
That I'm not sure of, one would think if they provide all the required docs then they could move back up to Pink or higher. But I don't really know.

Here is a filing they put into the SEC in Dec for the Expert Market.

Request for Exemptive Relief under Section 36 of the Exchange Act and Amended Rule 15c2-11(g)

https://www.sec.gov/rules/exorders/2012/34-90769-exemptive-request.pdf