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getmoreshares

01/27/21 4:00 PM

#58621 RE: bucks2pennies #58619

pretty sure that was in the filing-- will look and post it
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getmoreshares

01/27/21 4:05 PM

#58622 RE: bucks2pennies #58619

not resolved in a filing- here is the charge:
The SEC's complaint, filed in federal district court in Connecticut, charges Findley and Halitron with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and seeks disgorgement of ill-gotten gains plus prejudgment interest, penalties, and injunctive relief. The SEC's complaint further seeks to bar Findley from serving as an officer or director of any SEC-reporting company and from participating in the offering of a penny stock.
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Viewmont

01/27/21 4:32 PM

#58626 RE: bucks2pennies #58619

I hope this helps! Is this what you're looking for?https://www.sec.gov/litigation/litreleases/2020/lr24781.htm