not resolved in a filing- here is the charge: The SEC's complaint, filed in federal district court in Connecticut, charges Findley and Halitron with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and seeks disgorgement of ill-gotten gains plus prejudgment interest, penalties, and injunctive relief. The SEC's complaint further seeks to bar Findley from serving as an officer or director of any SEC-reporting company and from participating in the offering of a penny stock.