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AZCowboy

02/13/20 8:24 AM

#612235 RE: AZCowboy #612232

~ John, We Are Still Missing At Least ONE' More ~

According to the SEC site, Historically, going back to our reorganization in 2012' ... WE', ... Are still missing at least One More Filer, maybe more, But At Least ONE More' ... associated to the *Mr Cooper "Event" that has obviously happened back on 12/31/2019 ...

... the 45 day Filer time limit from the 12/31/2019 "Event" will be ending ...

ADDED; as an investor myself, other than KKR's "A" conversion and ALL of the large percentage owners, filing simultaneously regarding an Event, "as of 12/31/2019" ... I'm finding it "Colorable" that I can not specifically find any direct information regarding a *Mr Cooper Group "Event" that occurred on 12/31/2019 ... but something HAS Obviously Happened' ... driving these filings' ...

... I have already posted my own opinions' on what is coming ... the *Mr Cooper Group is taking over as the parent corporation' ... a new shelf registration and structured dividend releases are coming, along with a share allocation adjusment, fixing the company's injected dilution ... oldco & newco

AZ

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BBis

02/13/20 9:31 AM

#612248 RE: AZCowboy #612232

~ Amazing astute detective work on the event date Great DD - WOW !


Schedule 13G Filing Deadlines

The deadlines for the initial Schedule 13G filing is based on which exemption the holder claimed in order to be able to file a Schedule 13G.

For holders relying on the Institutional Investor exemption or the Exempt Investor exemption, the initial Schedule 13G is due within 45 days after the end of the calendar year that the holder first became obligated to make a filing; however, if the beneficial ownership of a holder relying on the Institutional Investor exemption exceeds 10 percent of the class of securities during that triggering calendar year before the initial Schedule 13G is filed, it must file a Schedule 13G within 10 days after the end of the first month in which its interest exceeded 10 percent.
For holders relying on the “Passive Investor” exemption, the initial Schedule 13G must be filed within 10 days after the acquisition of more than 5 percent of a class of securities.
Amendments to Schedule 13Gs to report any changes to information reported in a prior schedule must be filed within 45 days after the end of the calendar year. In addition to this annual amendment,



https://www.lexology.com/library/detail.aspx?g=41a16a1b-a159-409c-98ad-39051b7f4753

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PickStocks

02/13/20 11:04 AM

#612279 RE: AZCowboy #612232

These filings are not tied to any major event....they are required to file because of the amount of their holdings two different things....