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Schedule 13G Filing Deadlines
The deadlines for the initial Schedule 13G filing is based on which exemption the holder claimed in order to be able to file a Schedule 13G.
For holders relying on the Institutional Investor exemption or the Exempt Investor exemption, the initial Schedule 13G is due within 45 days after the end of the calendar year that the holder first became obligated to make a filing; however, if the beneficial ownership of a holder relying on the Institutional Investor exemption exceeds 10 percent of the class of securities during that triggering calendar year before the initial Schedule 13G is filed, it must file a Schedule 13G within 10 days after the end of the first month in which its interest exceeded 10 percent. For holders relying on the “Passive Investor” exemption, the initial Schedule 13G must be filed within 10 days after the acquisition of more than 5 percent of a class of securities. Amendments to Schedule 13Gs to report any changes to information reported in a prior schedule must be filed within 45 days after the end of the calendar year. In addition to this annual amendment,