Sorry, am not responsible for broker's punishment. In CMKM illegally selling unregistered shares which should not have been available to the public is the biggest felony problem, with a probable case.
Regulatory Notice 09-05 FINRA Reminds Firms of Their Obligations to Determine Whether Securities are Eligible for Public Sale
FINRA advised brokers they would be responsible for that, but no shareholders tried to arbitrate. Instead they relied on the biggest of fibbers and fake sources, like Al and Cottrell and others before them. To repeatedly tell them we're getting huge windfalls. A $3.78Trillion or $3.87 Trillion Trust, with years of being told it was imminent. Shareholders were led off the track and razzle dazzled by bs.
I spoke to the attorney author, Gary L. Goldsholle, Vice President and Associate General Counsel, Office of the General Counsel, who wrote that FINRA notice. There could have been a request for a Class Action but nobody did that or shareholders could have individually entered into arbitration. Shareholders could have entered into an Investor's Related action, like the SEC mentioned in their own documents.
Who said: No one can negotiate or arbitrate a settlement for securities they don't personally own without the written, expressed consent of the true owner. It's impossible. The company cannot sue or negotiate on behalf of shareholders either. Judge Gonzales in the Glenn trial made case law, shareholders cannot be used as a damage model.
With all the money shareholders put into all these other side phases, I and II, attorneys $65,000 from Jerry Kozic's group, $22,000 to W Christian group, certs collectively tons of money, Gus $3,000 and Gates $17,000 etc....instead, shareholders let themselves be divided beginning with acca-liar and other idiots.
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