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Anvil

08/03/19 2:04 PM

#109539 RE: TarheelBuyer #109538

That would be incorrect. If the company wants a NOBO, they have to pay Broadbridge to pull the info from the various brokers.

They can’t get an OBO list.

The Company can ask Finra to pull a blue sheet for a particular day(s), but there must be a valid reason, very unusual trading volume/pattern.

Finra will review the blue sheet(s) first and determine validity of the cause prior to release to the company/counsel.

Blue sheets will show each trade (both buyer and seller).
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bking1965

08/03/19 2:15 PM

#109541 RE: TarheelBuyer #109538

The company has all the information about the share structure and Rotman's financials.

Steve Rotman, however, thinks it is better that shareholders not know the truth.

Why is that?
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stervc

08/03/19 10:48 PM

#109548 RE: TarheelBuyer #109538

Maybe you mean DTC Sheets?(EOM)