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Re: TarheelBuyer post# 109538

Saturday, 08/03/2019 2:04:05 PM

Saturday, August 03, 2019 2:04:05 PM

Post# of 164204
That would be incorrect. If the company wants a NOBO, they have to pay Broadbridge to pull the info from the various brokers.

They can’t get an OBO list.

The Company can ask Finra to pull a blue sheet for a particular day(s), but there must be a valid reason, very unusual trading volume/pattern.

Finra will review the blue sheet(s) first and determine validity of the cause prior to release to the company/counsel.

Blue sheets will show each trade (both buyer and seller).
Volume:
Day Range:
Bid:
Ask:
Last Trade Time:
Total Trades:
  • 1D
  • 1M
  • 3M
  • 6M
  • 1Y
  • 5Y
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