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janice shell

06/06/19 8:53 PM

#153130 RE: tchalla #153127

And you know that how? I just showed you what Rule 6490 specifies.
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1manband

06/06/19 9:52 PM

#153134 RE: tchalla #153127

FINRA could not care less what OTC designation they slap on one of their paying customers. The OTC designations, including caveat emptor, is just something they made up. It is not recognized by any securities regulator, including FINRA.

The claim is not factual.