Trade Date Download Link File Creation Timestamp Tuesday, March 12, 2019 Download 3/12/2019 11:00:27 PM Threshold Security List Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 BIOC BIOCEPT INC COM PAR $0.0001 S Y N BPTH BIO-PATH HLDGS INC COM PAR $0. S Y N CDEV CENTENNIAL RESOURCE DEV INC CL S Y N CEY VICOTRYSHARES EMERGING MKT HI G Y N CNET CHINANET ONLINE HLDGS INC COM S Y N FNKO FUNKO INC CL A Q Y N GULF WISDOM TREE MIDDLE EAST DIVIDE G Y N HEAR TURTLE BEACH CORP COM NEW (NV) G Y N JMU JMU LTD SPONSORED ADR NEW (CYM G Y N LDSF FIRST TR ETF VIII LOW DURATION G Y N MTP MIDATECH PHARMA PLC SPONSORED S Y N OSTK OVERSTOCK COM INC DEL G Y N PY PRINCIPAL ETF PRIN SHAREHOLDER G Y N RIOT RIOT BLOCKCHAIN INC COM S Y N SEEL SEELOS THERAPEUTICS INC COM (N S Y N SUSC ISHARES TR ESG USD CORPORATE B G Y N TMDI TITAN MED INC (CANADA) S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N VCYT VERACYTE INC COM G Y N