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drobx

03/13/19 11:12 AM

#1850 RE: fourkids_9pets #1849

I'm trying to remember/learn the significance of being on the list. Here is a quote:
"The Securities and Exchange Commission (SEC) has adopted amendments to Regulation SHO Most recently, the SEC introduced a short sale-related circuit breaker that, when triggered, will impose a restriction on prices at which securities may be sold short." -- https://nasdaqtrader.com/Trader.aspx?id=RegSho

Does being on the list mean that that circuit-breaker has been triggered?
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fourkids_9pets

03/14/19 4:30 PM

#1852 RE: fourkids_9pets #1849

OSTK remains on reg sho .. again .. since 3.4.19


Trade Date Download Link File Creation Timestamp
Wednesday, March 13, 2019
Download
3/13/2019 11:00:27 PM
Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
BIOC BIOCEPT INC COM PAR $0.0001 S Y N
BPTH BIO-PATH HLDGS INC COM PAR $0. S Y N
CDEV CENTENNIAL RESOURCE DEV INC CL S Y N
CEY VICOTRYSHARES EMERGING MKT HI G Y N
CNET CHINANET ONLINE HLDGS INC COM S Y N
FNKO FUNKO INC CL A Q Y N
FTHI FIRST TRUST EXCHANGE TRADED FD G Y N
HEAR TURTLE BEACH CORP COM NEW (NV) G Y N
HYAC HAYMAKER ACQUISITION CORP CLA S Y N
JMU JMU LTD SPONSORED ADR NEW (CYM G Y N
LDSF FIRST TR ETF VIII LOW DURATION G Y N
MTP MIDATECH PHARMA PLC SPONSORED S Y N
OSTK OVERSTOCK COM INC DEL G Y N
RIOT RIOT BLOCKCHAIN INC COM S Y N
SEEL SEELOS THERAPEUTICS INC COM (N S Y N
STAF STAFFING 360 SOLUTIONS INC C S Y N
SUSC ISHARES TR ESG USD CORPORATE B G Y N
TMDI TITAN MED INC (CANADA) S Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
VCYT VERACYTE INC COM G Y N




http://www.nasdaqtrader.com/trader.aspx?id=RegSHOThreshold

disclosure investor in Overstock and 2 others noted above

4kids