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janice shell

01/12/19 5:51 PM

#146051 RE: tdbowieknife #146050

Yes, it becomes effective anyway. Of course, if there's good reason--it'd have to be VERY good reason--the SEC could begin an action to revoke registration.

janice shell

01/12/19 6:47 PM

#146057 RE: tdbowieknife #146050

I should have added... Right now, the Laredo Form 10 may sail through. Unless the government shutdown ends in the very near future.

integral

01/14/19 9:16 AM

#146147 RE: tdbowieknife #146050

No, but they can revoke the issuer. And don't try to file a new 10-12g nor an S-1, you skrewed the pooch and pissed off a staff attorney.