Janice, ... This attorney has some 'splainin' to do.
Par. 40(a) about the red flags:
"In October 2004, Santos and Rumyantsev asked JE whether he could identify the iddividuals from whom he acquired his CMKM shares. In November 2004, JE provided NevWest with a letter from his personal attorney that stated the attorney had "reviewed the trading practices of [JE] and such practices appear to be in complete compliance with federal and Nevada law." At no relevant time, did Santos and Rumyantsev ask JE to specifically identify the individuals and the details surrounding each transaction in which JE acquired the shares"
Sounds like NASD has a copy of the letter. If NASD has it, you can bet that the DOJ has it now. Could it be anyone we know? (I hope, I hope, I hope. Nawww! He's a minor bit-playing doofus.) ... eom
Market Data 
Markets 
AI
