07/21/2017 Minute Entry for proceedings held before Judge Kiyo A. Matsumoto:Jury Trial as to Martin Shkreli held on 7/21/2017. AUSAs Jacquelyn Kasulis Esq., Alixandra Smith Esq., and Girish Karthik Srinivasan Esq. appeared for the government; Benjamin Brafman Esq., Marc A. Agnifilo Esq., Andrea Zellan Esq., Jacob Kaplan Esq., and Teny Rose Geragos Esq. appeared with Mr. Shkreli. Case called. All jurors were present. Witness on behalf of the government, Amy Merrill sworn and testified. Exhibits marked and entered. Jury trial to be continued on 7/24/17 at 9:00a.m. in Courtroom 6C South before Judge Kiyo A. Matsumoto. (Court Reporter Richard Barry.) (Williams-Jackson, Sandra) (Entered: 07/21/2017)
07/21/2017 ORDER granting in part and denying in part 273 Government's Motion in Limine as to Martin Shkreli. (1) The court considered the submissions of the parties 273 , 274 , 275 and heard oral argument. The court denied the government's motion to admit the subscription agreements of the MSMB Capital investors specified in the government's motion. (2) The court granted the government's motion to admit the performance estimates sent to the MSMB Capital and MSMB Healthcare investors by Martin Shkreli and his employees and agents. The government will reserve decision regarding the performance estimates sent to investors by NAV, pending the receipt of additional evidence discussed at the oral argument. (3) By noon on 7/21/17, defendant shall submit a list of the emails to which he objects and the bases for his objections. In response, to the extent that defendant disputes that the individual is a co-conspirator, if the government contends that the email is sent to or by or copied to a co-conspirator, the government shall cite to evidence that supports its view that the individual is a co-conspirator. (4) The government has withdrawn without prejudice its motion to admit the consulting agreements of MSMB Healthcare investors SR and AG. (5) The government requested further briefing on the admissibility of the settlement agreements SS and ML. (6) With respect to the evidence to be admitted by the Standard Registrar, the government withdrew without prejudice its motion to admit the consulting agreement of AG, and will move to admit but will not seek testimony regarding the settlement agreements of SS and ML, pending further briefing and a decision regarding the admissibility of the settlement agreements. Ordered by Judge Kiyo A. Matsumoto on 7/21/2017. (Matsumoto, Kiyo) (Entered: 07/21/2017)
07/20/2017 275 RESPONSE in Support re 273 MOTION in Limine To Admit Evidence of the Charged Crimes (Smith, Alixandra) (Entered: 07/20/2017)
07/20/2017 SCHEDULING ORDER as to Martin Shkreli. The court will hear argument on the government's 273 motion and defendant's 274 response at 4:00 p.m. on Thursday, July 20, 2017. Ordered by Judge Kiyo A. Matsumoto on 7/20/2017. (Tata, Vivek) (Entered: 07/20/2017)
07/20/2017 274 MEMORANDUM in Opposition re 273 MOTION in Limine To Admit Evidence of the Charged Crimes (Attachments: # 1 Exhibit A: Transcript Excerpts) (Brafman, Benjamin) (Entered: 07/20/2017)
07/19/2017 Minute Entry for proceedings held before Judge Kiyo A. Matsumoto:Jury Trial as to Martin Shkreli held on 7/19/2017.AUSAs Jacquelyn Kasulis Esq., Alixandra Smith Esq., and Girish Karthik Srinivasan Esq. appeared for the government; Benjamin Brafman Esq., Marc A. Agnifilo Esq., Andrea Zellan Esq., Jacob Kaplan Esq., and Teny Rose Geragos Esq. appeared with Mr. Shkreli. Case called. All jurors were present. Witnesses sworn and testified. Exhibits marked and entered. Jury trial to be continued on 7/21/17 at 9:00a.m. in Courtroom 6C South before Judge Kiyo A. Matsumoto. (Court Reporter Richard Barry.) (Williams-Jackson, Sandra) (Entered: 07/20/2017) (Entered: 07/20/2017)
07/19/2017 273 MOTION in Limine To Admit Evidence of the Charged Crimes by USA as to Martin Shkreli. (Smith, Alixandra) (Entered: 07/19/2017)
07/19/2017 272 ORDER as to Martin Shkreli: That the Court compensate the eighteen (18) empaneled jurors in the above captioned case for their availability on July 20, 2017, at the daily juror fee rate of $50. Ordered by Judge Kiyo A. Matsumoto on 7/19/2017. (Williams-Jackson, Sandra) (Entered: 07/19/2017)
U.S. District Court Eastern District of New York (Brooklyn)
CRIMINAL DOCKET FOR CASE #: 1:15-cr-00637-KAM All Defendants Case title: USA v. Shkreli et al Date Filed: 12/14/2015 Assigned to: Judge Kiyo A. Matsumoto
Defendant (1) Martin Shkreli represented by Marcus A. Asner Arnold & Porter LLP 399 Park Avenue New York, NY 10022 212-715-1000 Fax: 212-715-1399 Email: marcus.asner@aporter.com TERMINATED: 02/02/2016 LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained
Andrea L. Zellan Brafman & Associates, P.C. 767 Third Avenue 26th Floor New York, NY 10017 212-750-7800 Fax: 212-750-3906 Email: azellan@braflaw.com ATTORNEY TO BE NOTICED Designation: Retained
Baruch Weiss Arnold & Porter LLP 601 Massachusetts Avneue, NW Washington, DC 20001 202-942-5000 Fax: 202-942-5999 Email: baruch.weiss@aporter.com TERMINATED: 02/02/2016 ATTORNEY TO BE NOTICED Designation: Retained
Benjamin Brafman Brafman & Ross, P.C. 767 Third Avenue 26th Floor New York, NY 10017 (212) 750-7800 Fax: (212) 750-3906 Email: bbrafman@braflaw.com ATTORNEY TO BE NOTICED Designation: Retained
Jacob Kaplan Brafman & Associates, P.C. 767 Third Avenue 26th Floor New York, NY 10017 (212)750-7800 Fax: (212)750-3906 Email: jkaplan@braflaw.com ATTORNEY TO BE NOTICED Designation: Retained
Marc A. Agnifilo Brafman & Associates 767 Third Avenue New York, NY 10017 212-750-7800 Fax: 212-750-3906 Email: magnifilo@braflaw.com ATTORNEY TO BE NOTICED Designation: Retained
Pending Counts Disposition CONSPIRACY TO COMMIT FRAUD- MSMB CAPITAL SCHEME (1) 18:371 and 3551 et seq.- Conspiracy to Commit Securities Fraud - MSMB Capital Scheme (1s) CONSPIRACY TO COMMIT WIRE FRAUD- MSMB CAPITAL SCHEME (2) 18:1349 and and 3551 et seq.- Conspiracy to Commit Wire Fraud - MSMB Capital Scheme (2s) SECURITIES FRAUD- MSMB CAPITAL SCHEME (3) 15:78j(b) and 78ff; 18:2 and 3551 et seq. - Securities Fraud - MSMB Capital Scheme (3s) CONSPIRACY TO COMMIT SECURITIES FRAUD- MSMB HEALTHCARE SCHEME (4) 18:371 and 3551 et seq.- Conspiracy to Commit Securities Fraud - MSMB Healthcare Scheme (4s) CONSPIRACY TO COMMIT WIRE FRAUD- MSMB HEALTHCARE SCHEME (5) 18:1349 and 3551 et seq.- Conspiracy to Commit Wire Fraud - MSMB Healthcare Scheme (5s) SECURITIES FRAUD- MSMB HEALTHCARE SCHEME (6) 15:78j(b)and 78ff; 18:2 and 3551 et seq. - Securities Fraud - MSMB Healthcare Scheme) (6s) CONSPIRACY TO COMMIT WIRE FRAUD- RETROPHIN SCHEME (7) 18:1349 and 3551 et seq.- Conspiracy to Commit Wire Fraud - Retrophin Scheme (7s) 18:371 and 3551 et seq. - Conspiracy to Commit Securities Fraud - Retrophin Unrestricted Securities Scheme (8s)
Highest Offense Level (Opening) Felony
Terminated Counts Disposition None
Highest Offense Level (Terminated) None
Complaints Disposition None Assigned to: Judge Kiyo A. Matsumoto
Defendant (2) Evan Greebel represented by Joel M. Cohen Gibson Dunn & Crutcher LLP 200 Park Avenue 47th Floor New York, NY 10166 212-351-4000 Fax: 212-351-4035 Email: jcohen@gibsondunn.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained
Benjamin Sean Fischer Morvillo, Abramowitz, Grand, Iason, et al 565 5th Avenue New York, NY 10017 212-880-9585 Fax: 212-856-9494 Email: bfischer@maglaw.com TERMINATED: 03/11/2016 ATTORNEY TO BE NOTICED Designation: Retained
Jonathan S. Sack Morvillo, Abramowitz, Grand Iason & Anello P.C. 565 Fifth Avenue New York, NY 10017 212-856-9600 Fax: 212-856-9494 Email: jsack@maglaw.com TERMINATED: 03/11/2016 ATTORNEY TO BE NOTICED Designation: Retained
Lisa Heather Rubin Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166 212-351-4000 Fax: 212-351-4035 Email: lrubin@gibsondunn.com ATTORNEY TO BE NOTICED Designation: Retained
Reed M. Brodsky Gibson, Dunn & Crutcher LLP 200 Park Avenue New York, NY 10166 212-351-4000 Fax: 212-351-4035 Email: rbrodsky@gibsondunn.com ATTORNEY TO BE NOTICED Designation: Retained
Winston Y. Chan Gibson, Dunn & Crutcher LLP 555 Mission Street Suite 3000 San Francisco, CA 94105 415-393-8200 Fax: 415-393-8306 Email: wchan@gibsondunn.com ATTORNEY TO BE NOTICED Designation: Retained
Pending Counts Disposition CONSPIRACY TO COMMIT WIRE FRAUD- RETROPHIN SCHEME (7) 18:1349 and 3551 et seq.- Conspiracy to Commit Wire Fraud - Retrophin Scheme (7s) 18:371 and 3551 et seq. - Conspiracy to Commit Securities Fraud - Retrophin Unrestricted Securities Scheme (8s)
Highest Offense Level (Opening) Felony
Terminated Counts Disposition None
Highest Offense Level (Terminated) None
Complaints Disposition None
Plaintiff USA represented by Winston M. Paes United States Attorneys Office Eastern District of New York 271 Cadman Plaza East Brooklyn, NY 11201 718-254-6023 Fax: 718-254-7499 Email: winston.paes@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Government Attorney
Alixandra Eleis Smith United States Attorney's Office 271 Cadman Plaza East Brooklyn, NY 11201 718-254-6370 Fax: 718-254-6076 Email: alixandra.smith@usdoj.gov ATTORNEY TO BE NOTICED
David K. Kessler United States Attorney's Office 271 Cadman Plaza East Brooklyn, NY 11201 718-254-7202 Fax: 718-254-6076 Email: david.kessler@usdoj.gov ATTORNEY TO BE NOTICED
Girish Karthik Srinivasan U.S. Attorney's Office Eastern District Of New York 271 Cadman Plaza East Brooklyn, NY 11201 718-254-6013 Fax: 718-254-6076 Email: karthik.srinivasan@usdoj.gov ATTORNEY TO BE NOTICED
Jacquelyn M. Kasulis United States Attorneys Office 271 Cadman Plaza East Brooklyn, NY 11201 718-254-6103 Fax: 718-254-6076 Email: jacquelyn.kasulis@usdoj.gov ATTORNEY TO BE NOTICED
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