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scion

01/14/16 1:17 PM

#101968 RE: scion #101967

SHEIK F. ABIDA KHAN

Ameritas Registered Representative Suspended for Private Securities Transactions

November 25, 2015 | Posted by : Nicholas J. Guiliano | Outside Business Activities, Stockbroker Fraud News and Information | 0
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Sheik F. Abida Khan of Murrieta, California, a registered representative with Ameritas Investment Corp., was suspended from associating with any Financial Industry Regulatory Authority (FINRA) broker-dealer in any capacity for a period of four months plus ten additional days for participation in outside business activities without notice to his firm, sending misleading and false statements

Read More » https://stockbrokerfraud.com/tag/sheik-f-abida-khan/
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bar1080

01/14/16 2:41 PM

#101979 RE: scion #101967

A new low! "She repeatedly phoned a client's stockbroker, impersonating the client, and directing the sale of other investments and the purchase of VGtel, according to the criminal charges. She also purchased VGTel stock in another client's account without authorization, when she knew that the client was away on vacation, according to the charges."