News Focus
News Focus
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integral

01/27/15 2:24 PM

#348645 RE: Flyguy #348643

Grinding Away!!!

From October 6, 2009 through December 10, 2010, Oppenheimer, through a
registered representative then associated with Oppenheimer who held a position as a Financial
Advisor (“FA”) and his immediate supervisor, a Branch Office Manager, willfully violated
Sections 5(a) and (c) of the Securities Act when it engaged in the unregistered distribution of the
securities of Quasar Aerospace, Inc. (“QASP”), Encounter Technologies, Inc. (“ENTI”), My
Social Income, Inc. (“MSOA”), Strategic Rare Earth Metals, Inc. (“SREH”), Sebastian River
Holdings, Inc. (“SBRH”), and Shot Spirit Corporation (“SSPT”) on behalf of a customer (the
“Customer”). The over 2.5 billion cumulative shares sold through the Customer’s account
generated approximately $12,000,000 in proceeds of which Oppenheimer was paid $588,400 in
commissions.

Who opined? Don't forget Taggatz, don't forget 2008, its grinding its way to a halt.

It will not be $1 this time.

See y'all at the next SEC press release.
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Porgie Tirebiter

01/29/15 9:52 AM

#348781 RE: Flyguy #348643

That SEC order is simply another domino falling as a result of the FBI investigation that led to the downfall of the "Awesome Penny Stocks" chop stock operation last summer.

In the current order we see that Oppenheimer has essentially copped a plea deal with the SEC. Any such deal would include co-operation in the continuing investigation. Although we do not know the identity of "The Customer", we can note the order specifically identifies QASP standing as yet another domino a little further down the line.

http://www.sec.gov/litigation/admin/2015/33-9711.pdf