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market_twain

04/30/14 8:41 PM

#37244 RE: hedge_fun #37242

Wasn't the term "summary judgment" used to describe what FINRA was waiting on as it relates to the court case?
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American_Dream

04/30/14 10:31 PM

#37250 RE: hedge_fun #37242

SCM totally correct... not a delay just an extended FINRA wait as expected.
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jettson

04/30/14 10:34 PM

#37251 RE: hedge_fun #37242

What relationship are you brewing between FINRA and ticker auth?

FINRA is the rule maker and regulator for member broker dealers, the S.E.C is all over security specific re-orgs, filings, suspensions yada yada.

Should be looking toward the DTCC and the SEC. FINRA has nothing to with this unless Zo is looking toward becoming a broker dealer.