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FUBAR

04/23/14 4:28 PM

#42122 RE: Rock_nj #42121

Then I'm confused now. Don't they have to go thru the whole FINRA process for the symbol change or is that part of the entire process.
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BARHENDER

04/23/14 4:43 PM

#42131 RE: Rock_nj #42121


Post from another site by jjseabrook : One thing you should be aware of that's NOT in the PR is that before filing a DEF 14-C they must first file a PRE 14-C. They mentioned the 20 days notice required by a 14-C but the PRE 14-C requires 10 days notice before the filing of the 14-C making it a total of at least 30 days before the name change can take place. Next filing will be a PRE 14-C, IMO.